We are live on ! Find out more
BGC

Birch Grove Capital Portfolio holdings

AUM $9.51M
1-Year Est. Return 0.22%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
+0.22%
3 Year Est. Return
-2.66%
5 Year Est. Return
+14%
10 Year Est. Return
–
AUM
$114M
AUM Growth
+$7.39M
Cap. Flow
-$99.6M
Cap. Flow %
-87.39%
Top 10 Hldgs %
99.04%
Holding
22
New
2
Increased
–
Reduced
1
Closed
4

Top Buys

Rank Stock Value
1
RMNI icon
Rimini Street
RMNI
+$5.38M

Top Sells

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.99M
2
HIL
Hill International, Inc. Common Stock
HIL
+$378K

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.85%
2 Technology 4.78%
3 Industrials 0.37%
4 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMNI icon
1
Rimini Street
RMNI
$501M
$5.45M 4.78%
+544,480
New +$5.38M
HIL
2
DELISTED
Hill International, Inc. Common Stock
HIL
$423K 0.37%
97,302
-95,100
-49% -$378K
HCACW
3
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
$347K 0.3%
408,510
– –
ELECW
4
DELISTED
Electrum Special Acquisition Corporation
ELECW
$298K 0.26%
531,858
– –
HP icon
5
PUT
Helmerich & Payne
HP
$4.24B
$168K 0.15%
+140,000
New +$9.94M
EACQW
6
DELISTED
Easterly Acquisition Corp.
EACQW
$130K 0.11%
370,000
– –
GPIAW
7
DELISTED
GP Investments Acquisition Corp
GPIAW
$94K 0.08%
206,110
– –
BHC icon
8
CALL
Bausch Health
BHC
$2.36B
$37K 0.03%
20,000
– –
BKD icon
9
CALL
Brookdale Senior Living
BKD
$2.89B
$9K 0.01%
57,400
– –
GILD icon
10
CALL
Gilead Sciences
GILD
$185B
$8K 0.01%
20,000
– –
SFL icon
11
PUT
SFL Corp
SFL
$1.64B
– –
-200,000
Closed -$40K
AMAG
12
PUT
DELISTED
AMAG Pharmaceuticals
AMAG
– –
-207,000
Closed -$62K
AAPC
13
DELISTED
Atlantic Alliance Partnership Corp
AAPC
– –
-379,800
Closed -$3.99M

Similar funds

ACM
Athyrium Capital Management New York $8.69M AUM 34.58% 1-Year Est. Return
DA
DSC Advisors Chicago, Illinois $11M AUM 5.88% 1-Year Est. Return
RJTCONH
Raymond James Trust Company of New Hampshire Portsmouth, New Hampshire $12.1M AUM 28.84% 1-Year Est. Return
RVM
RiverVest Venture Management St. Louis, Missouri $6.84M AUM 7.71% 1-Year Est. Return
HSC
Harbor Spring Capital New York $12.3M AUM
JDR
Jay D. Rosenbaum $6.69M AUM 4.68% 1-Year Est. Return
KIM
Kaizen Investment Management Singapore $6.23M AUM
AG
Arctis Global San Juan, Puerto Rico $14.5M AUM 58.16% 1-Year Est. Return

Birch Grove Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Birch Grove Capital held 22 positions worth $114M, up 6.9% from $107M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Birch Grove Capital withdrew a net $99.6M in Q4 2016, closing 4 positions and reducing 1 holding. Its most notable exit was Atlantic Alliance Partnership Corp, an estimated $3.99M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Technology and Industrials.

Against the trend, Birch Grove Capital opened a new position in Rimini Street worth $5.45M.

  • Birch Grove Capital's largest Q4 2016 buy was Rimini Street: 544,480 shares worth $5.45M.
  • Birch Grove Capital's biggest Q4 2016 reduction was Hill International, Inc. Common Stock, cutting an estimated $378K.
  • Birch Grove Capital fully exited Atlantic Alliance Partnership Corp in Q4 2016, selling an estimated $3.99M.
  • Birch Grove Capital's ten largest holdings make up 99% of its $114M portfolio in Q4 2016.
  • Birch Grove Capital opened 2 new positions and closed 4 in Q4 2016.
  • Birch Grove Capital's portfolio value rose 6.9% quarter-over-quarter to $114M.

Based on Birch Grove Capital's 13F filing for Q4 2016, filed 14 Feb 2017.