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BGC

Birch Grove Capital Portfolio holdings

AUM $9.51M
1-Year Est. Return 0.22%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.22%
3 Year Est. Return
-2.66%
5 Year Est. Return
+14%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$83.5M
Cap. Flow
-$96.1M
Cap. Flow %
-90.18%
Top 10 Hldgs %
99.21%
Holding
21
New
–
Increased
1
Reduced
4
Closed
3

Top Buys

Rank Stock Value
1
ELECW
Electrum Special Acquisition Corporation
ELECW
+$107K

Top Sells

Rank Stock Value
1
ELECU
Electrum Special Acquisition Corporation
ELECU
+$9.7M
2
ARCC icon
Ares Capital
ARCC
+$2.13M
3
NXRT
NexPoint Residential Trust
NXRT
+$1.8M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$1.06M
5
HIL
Hill International, Inc. Common Stock
HIL
+$480K

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.43%
2 Financials 3.74%
3 Industrials 0.83%
4 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPC
1
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$3.99M 3.74%
379,800
-102,400
-21% -$1.06M
HIL
2
DELISTED
Hill International, Inc. Common Stock
HIL
$887K 0.83%
192,402
-110,300
-36% -$480K
ELECW
3
DELISTED
Electrum Special Acquisition Corporation
ELECW
$260K 0.24%
531,858
+483,555
+1,001% +$107K
EACQW
4
DELISTED
Easterly Acquisition Corp.
EACQW
$222K 0.21%
370,000
– –
HCACW
5
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
$163K 0.15%
408,510
– –
BHC icon
6
CALL
Bausch Health
BHC
$2.36B
$145K 0.14%
20,000
– –
GPIAW
7
DELISTED
GP Investments Acquisition Corp
GPIAW
$138K 0.13%
206,110
– –
AMAG
8
PUT
DELISTED
AMAG Pharmaceuticals
AMAG
$62K 0.06%
207,000
– –
GILD icon
9
CALL
Gilead Sciences
GILD
$185B
$55K 0.05%
20,000
-10,000
-33% -$812K
SFL icon
10
PUT
SFL Corp
SFL
$1.64B
$40K 0.04%
200,000
-670,000
-77% -$10M
BKD icon
11
CALL
Brookdale Senior Living
BKD
$2.89B
$14K 0.01%
57,400
– –
ARCC icon
12
Ares Capital
ARCC
$14.3B
– –
-150,000
Closed -$2.13M
NXRT
13
NexPoint Residential Trust
NXRT
$600M
– –
-98,849
Closed -$1.8M
ELECU
14
DELISTED
Electrum Special Acquisition Corporation
ELECU
– –
-967,110
Closed -$9.7M

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DA
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RJTCONH
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RVM
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HSC
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Birch Grove Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Birch Grove Capital held 21 positions worth $107M, down 44% from $190M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Birch Grove Capital withdrew a net $96.1M in Q3 2016, closing 3 positions and reducing 4 holdings. Its most notable exit was Electrum Special Acquisition Corporation, an estimated $9.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Financials and Industrials.

Against the trend, Birch Grove Capital added an estimated $107K to Electrum Special Acquisition Corporation.

  • Birch Grove Capital added most to Electrum Special Acquisition Corporation in Q3 2016, an estimated $107K increase.
  • Birch Grove Capital's biggest Q3 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $1.06M.
  • Birch Grove Capital fully exited Electrum Special Acquisition Corporation in Q3 2016, selling an estimated $9.7M.
  • Birch Grove Capital's ten largest holdings make up 99% of its $107M portfolio in Q3 2016.
  • Birch Grove Capital opened 0 new positions and closed 3 in Q3 2016.
  • Birch Grove Capital's portfolio value fell 44% quarter-over-quarter to $107M.

Based on Birch Grove Capital's 13F filing for Q3 2016, filed 14 Nov 2016.