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BGC

Birch Grove Capital Portfolio holdings

AUM $9.51M
1-Year Est. Return 0.22%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+0.22%
3 Year Est. Return
-2.66%
5 Year Est. Return
+14%
10 Year Est. Return
–
AUM
$212M
AUM Growth
+$6.38M
Cap. Flow
-$133M
Cap. Flow %
-62.58%
Top 10 Hldgs %
56.63%
Holding
55
New
2
Increased
7
Reduced
6
Closed
3

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.66M
2
SPR
Spirit AeroSystems
SPR
+$862K
3
SLQT icon
SelectQuote
SLQT
+$640K
4
HHH icon
Howard Hughes
HHH
+$412K
5
RDUS
Radius Health, Inc.
RDUS
+$166K

Top Sells

Rank Stock Value
1
NMRK icon
Newmark Group
NMRK
+$3.66M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
+$2.73M
3
BCO icon
Brink's
BCO
+$507K
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$355K
5
CTEV
Claritev Corp
CTEV
+$330K

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.65%
2 Financials 3.81%
3 Industrials 2.4%
4 Healthcare 2.29%
5 Consumer Discretionary 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCVI.U
1
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$4.02M 1.89%
400,000
– –
CVIIU
2
DELISTED
Churchill Capital Corp VII Units
CVIIU
$3.95M 1.86%
400,000
– –
CCV
3
DELISTED
Churchill Capital Corp V
CCV
$3.91M 1.84%
400,000
– –
SPR
4
DELISTED
Spirit AeroSystems
SPR
$2.9M 1.37%
65,720
+20,600
+46% +$862K
DIS icon
5
Walt Disney
DIS
$185B
$2.65M 1.25%
15,650
– –
IWM icon
6
iShares Russell 2000 ETF
IWM
$81.9B
$2.63M 1.24%
+12,000
New +$2.66M
BMRN icon
7
BioMarin Pharmaceuticals
BMRN
$12.6B
$2.38M 1.12%
30,850
-4,500
-13% -$355K
SLQT icon
8
SelectQuote
SLQT
$95.6M
$2.21M 1.04%
170,731
+42,500
+33% +$640K
BCO icon
9
Brink's
BCO
$4.51B
$2.19M 1.03%
34,573
-6,750
-16% -$507K
OI icon
10
O-I Glass
OI
$1.1B
$2.13M 1%
149,200
-18,900
-11% -$283K
DHT icon
11
DHT Holdings
DHT
$3.12B
$2.1M 0.99%
321,380
+14,000
+5% +$81.1K
HHH icon
12
Howard Hughes
HHH
$3.88B
$1.93M 0.91%
23,010
+4,773
+26% +$412K
GOCO
13
DELISTED
GoHealth
GOCO
$1.57M 0.74%
20,847
– –
LVS icon
14
Las Vegas Sands
LVS
$28.5B
$1.49M 0.7%
40,750
– –
IWM icon
15
PUT
iShares Russell 2000 ETF
IWM
$81.9B
$1.21M 0.57%
172,300
+71,600
+71% +$15.9M
RDUS
16
DELISTED
Radius Health, Inc.
RDUS
$1.07M 0.5%
86,032
+11,500
+15% +$166K
CTEV
17
Claritev Corp
CTEV
$649M
$1.03M 0.49%
4,578
-1,219
-21% -$330K
QQQ icon
18
PUT
Invesco QQQ Trust
QQQ
$493B
$664K 0.31%
61,200
-29,100
-32% -$10.7M
EHTH icon
19
eHealth
EHTH
$37.2M
$394K 0.19%
9,737
– –
FLXN
20
DELISTED
Flexion Therapeutics, Inc.
FLXN
$378K 0.18%
62,000
– –
SPY icon
21
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$827B
$323K 0.15%
39,000
-52,500
-57% -$23.2M
CCV.WS
22
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$130K 0.06%
100,000
– –
SKIL.WS
23
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$92K 0.04%
33,332
– –
MPLN.WS
24
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$89K 0.04%
75,000
– –
LRN icon
25
PUT
Stride
LRN
$3.54B
$8K ﹤0.01%
22,000
+1,900
+9% +$62.3K
1
2

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DA
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RJTCONH
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RVM
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Birch Grove Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Birch Grove Capital held 55 positions worth $212M, up 3.1% from $206M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Birch Grove Capital withdrew a net $133M in Q3 2021, closing 3 positions and reducing 6 holdings. Its most notable exit was Newmark Group, an estimated $3.66M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 80% a quarter earlier, followed by Financials and Industrials.

Against the trend, Birch Grove Capital opened a new position in iShares Russell 2000 ETF worth $2.63M.

  • Birch Grove Capital's largest Q3 2021 buy was iShares Russell 2000 ETF: 12,000 shares worth $2.63M.
  • Birch Grove Capital added most to Spirit AeroSystems in Q3 2021, an estimated $862K increase.
  • Birch Grove Capital's biggest Q3 2021 reduction was Brink's, cutting an estimated $507K.
  • Birch Grove Capital fully exited Newmark Group in Q3 2021, selling an estimated $3.66M.
  • Birch Grove Capital's ten largest holdings make up 57% of its $212M portfolio in Q3 2021.
  • Birch Grove Capital opened 2 new positions and closed 3 in Q3 2021.
  • Birch Grove Capital's portfolio value rose 3.1% quarter-over-quarter to $212M.

Based on Birch Grove Capital's 13F filing for Q3 2021, filed 15 Nov 2021.