We are live on ! Find out more
BGC

Birch Grove Capital Portfolio holdings

AUM $9.51M
1-Year Est. Return 0.22%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+0.22%
3 Year Est. Return
-2.66%
5 Year Est. Return
+14%
10 Year Est. Return
–
AUM
$212M
AUM Growth
+$6.38M
Cap. Flow
-$133M
Cap. Flow %
-62.58%
Top 10 Hldgs %
56.63%
Holding
55
New
2
Increased
7
Reduced
6
Closed
3
Avg Time Held Equity + Options
2.3 quarters
Top 10 Avg Time Held Equity + Options
2.1 quarters
Top 20 Avg Time Held Equity + Options
2.1 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
2.1 quarters
Top 20 Avg Time Held Equity only
2.1 quarters

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.66M
2
SPR icon
Spirit AeroSystems
SPR
+$862K
3
SLQT icon
SelectQuote
SLQT
+$640K
4
HHH icon
Howard Hughes
HHH
+$412K
5
RDUS icon
Radius Health, Inc.
RDUS
+$166K

Top Sells

Rank Stock Value
1
NMRK icon
Newmark Group
NMRK
+$3.66M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
+$2.73M
3
BCO icon
Brink's
BCO
+$507K
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$355K
5
CTEV icon
Claritev Corp
CTEV
+$330K

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.65%
2 Financials 3.81%
3 Industrials 2.4%
4 Healthcare 2.29%
5 Consumer Discretionary 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CCVI.U
1
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$4.02M 1.89%
400,000
– –
2021 Q1
2 quarters
CVIIU icon
2
DELISTED
Churchill Capital Corp VII Units
CVIIU
$3.95M 1.86%
400,000
– –
2021 Q1
2 quarters
CCV
3
DELISTED
Churchill Capital Corp V
CCV
$3.91M 1.84%
400,000
– –
2021 Q2
1 quarter
SPR icon
4
DELISTED
Spirit AeroSystems
SPR
$2.9M 1.37%
65,720
+20,600
+46% +$862K
2021 Q2
1 quarter
DIS icon
5
Walt Disney
DIS
$188B
$2.65M 1.25%
15,650
– –
2020 Q2
5 quarters
IWM icon
6
iShares Russell 2000 ETF
IWM
$78.4B
$2.63M 1.24%
+12,000
New +$2.66M
2021 Q3
0 quarters
BMRN icon
7
BioMarin Pharmaceuticals
BMRN
$10.8B
$2.38M 1.12%
30,850
-4,500
-13% -$355K
2020 Q3
4 quarters
SLQT icon
8
SelectQuote
SLQT
$62.7M
$2.21M 1.04%
170,731
+42,500
+33% +$640K
2020 Q4
3 quarters
BCO icon
9
Brink's
BCO
$4.26B
$2.19M 1.03%
34,573
-6,750
-16% -$507K
2020 Q3
4 quarters
OI icon
10
O-I Glass
OI
$930M
$2.13M 1%
149,200
-18,900
-11% -$283K
2020 Q2
5 quarters
DHT icon
11
DHT Holdings
DHT
$4.2B
$2.1M 0.99%
321,380
+14,000
+5% +$81.1K
2020 Q3
4 quarters
HHH icon
12
Howard Hughes
HHH
$4.36B
$1.93M 0.91%
23,010
+4,773
+26% +$412K
2020 Q2
5 quarters
GOCO icon
13
DELISTED
GoHealth
GOCO
$1.57M 0.74%
20,847
– –
2020 Q4
3 quarters
LVS icon
14
Las Vegas Sands
LVS
$23.2B
$1.49M 0.7%
40,750
– –
2020 Q2
5 quarters
IWM icon
15
PUT
iShares Russell 2000 ETF
IWM
$78.4B
$1.21M 0.57%
172,300
+71,600
+71% +$15.9M
2020 Q4
3 quarters
RDUS icon
16
DELISTED
Radius Health, Inc.
RDUS
$1.07M 0.5%
86,032
+11,500
+15% +$166K
2020 Q4
3 quarters
CTEV icon
17
Claritev Corp
CTEV
$414M
$1.03M 0.49%
4,578
-1,219
-21% -$330K
2020 Q4
3 quarters
QQQ icon
18
PUT
Invesco QQQ Trust
QQQ
$499B
$664K 0.31%
61,200
-29,100
-32% -$10.7M
2021 Q2
1 quarter
EHTH icon
19
eHealth
EHTH
$21.5M
$394K 0.19%
9,737
– –
2020 Q3
4 quarters
FLXN icon
20
DELISTED
Flexion Therapeutics, Inc.
FLXN
$378K 0.18%
62,000
– –
2021 Q2
1 quarter
SPY icon
21
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$323K 0.15%
39,000
-52,500
-57% -$23.2M
2020 Q2
5 quarters
CCV.WS
22
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$130K 0.06%
100,000
– –
2021 Q2
1 quarter
SKIL.WS icon
23
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$92K 0.04%
33,332
– –
2021 Q2
1 quarter
MPLN.WS icon
24
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$89K 0.04%
75,000
– –
2020 Q4
3 quarters
LRN icon
25
PUT
Stride
LRN
$3.5B
$8K ﹤0.01%
22,000
+1,900
+9% +$62.3K
2021 Q1
2 quarters
1
2

Similar funds

ACM
Athyrium Capital Management New York $8.69M AUM 34.58% 1-Year Est. Return
DA
DSC Advisors Chicago, Illinois $11M AUM 5.88% 1-Year Est. Return
RJTCONH
Raymond James Trust Company of New Hampshire Portsmouth, New Hampshire $12.1M AUM 28.84% 1-Year Est. Return
RVM
RiverVest Venture Management St. Louis, Missouri $6.84M AUM 7.71% 1-Year Est. Return
HSC
Harbor Spring Capital New York $12.3M AUM
JDR
Jay D. Rosenbaum $6.69M AUM 4.68% 1-Year Est. Return
KIM
Kaizen Investment Management Singapore $6.23M AUM
AG
Arctis Global San Juan, Puerto Rico $14.5M AUM 58.16% 1-Year Est. Return

Birch Grove Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Birch Grove Capital held 55 positions worth $212M, up 3.1% from $206M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Birch Grove Capital withdrew a net $133M in Q3 2021, closing 3 positions and reducing 6 holdings. Its most notable exit was Newmark Group, an estimated $3.66M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 80% a quarter earlier, followed by Financials and Industrials.

Against the trend, Birch Grove Capital opened a new position in iShares Russell 2000 ETF worth $2.63M.

  • Birch Grove Capital's largest Q3 2021 buy was iShares Russell 2000 ETF: 12,000 shares worth $2.63M.
  • Birch Grove Capital added most to Spirit AeroSystems in Q3 2021, an estimated $862K increase.
  • Birch Grove Capital's biggest Q3 2021 reduction was Brink's, cutting an estimated $507K.
  • Birch Grove Capital fully exited Newmark Group in Q3 2021, selling an estimated $3.66M.
  • Birch Grove Capital's ten largest holdings make up 57% of its $212M portfolio in Q3 2021.
  • Birch Grove Capital opened 2 new positions and closed 3 in Q3 2021.
  • Birch Grove Capital's portfolio value rose 3.1% quarter-over-quarter to $212M.

Based on Birch Grove Capital's 13F filing for Q3 2021, filed 15 Nov 2021.