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BGC

Birch Grove Capital Portfolio holdings

AUM $9.51M
1-Year Est. Return 0.22%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+0.22%
3 Year Est. Return
-2.66%
5 Year Est. Return
+14%
10 Year Est. Return
–
AUM
$252M
AUM Growth
+$44.3M
Cap. Flow
-$184M
Cap. Flow %
-72.92%
Top 10 Hldgs %
74.77%
Holding
33
New
8
Increased
1
Reduced
2
Closed
5

Top Buys

Rank Stock Value
1
ICD
Independence Contract Drilling, Inc.
ICD
+$17.6M
2
CCC.U
Churchill Capital Corp
CCC.U
+$3.03M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.68%
2 Energy 8.35%
3 Consumer Discretionary 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICD
1
DELISTED
Independence Contract Drilling, Inc.
ICD
$21M 8.35%
+212,633
New +$17.6M
CCC.U
2
DELISTED
Churchill Capital Corp
CCC.U
$3.04M 1.21%
+300,000
New +$3.03M
JAX
3
DELISTED
J. Alexander's Holdings, Inc.
JAX
$2.45M 0.97%
205,650
– –
SPY icon
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$827B
$554K 0.22%
+450,000
New +$128M
CLVS
5
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$113K 0.04%
+28,000
New +$1.08M
DLTR icon
6
CALL
Dollar Tree
DLTR
$24.4B
$95K 0.04%
+200,000
New +$17.6M
GLNG icon
7
PUT
Golar LNG
GLNG
$5.26B
$58K 0.02%
50,000
-20,000
-29% -$530K
NNBR icon
8
CALL
NN Inc
NNBR
$295M
$43K 0.02%
+275,000
New +$5.15M
UNIT
9
CALL
Uniti Group
UNIT
$2.46B
$41K 0.02%
181,800
-300,000
-62% -$5.94M
KN icon
10
PUT
Knowles
KN
$2.99B
$32K 0.01%
+80,000
New +$1.35M
CAMP
11
PUT
DELISTED
CalAmp Corp.
CAMP
$2K ﹤0.01%
3,261
+2,391
+275% +$1.28M
NUAN
12
PUT
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
+40,425
New +$560K
CAG icon
13
CALL
Conagra Brands
CAG
$7.69B
– –
-500,000
Closed -$29K
CVS icon
14
CALL
CVS Health
CVS
$119B
– –
-52,500
Closed -$117K
NNBR icon
15
PUT
NN Inc
NNBR
$295M
– –
-350,000
Closed -$571K
T icon
16
CALL
AT&T
T
$174B
– –
-236,996
Closed -$20K
PF
17
CALL
DELISTED
Pinnacle Foods, Inc.
PF
– –
-400,000
Closed -$20K

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DA
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RJTCONH
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RVM
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HSC
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JDR
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KIM
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AG
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Birch Grove Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Birch Grove Capital held 33 positions worth $252M, up 21% from $207M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Birch Grove Capital withdrew a net $184M in Q3 2018, closing 5 positions and reducing 2 holdings.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 99% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Birch Grove Capital opened a new position in Independence Contract Drilling, Inc. worth $21M.

  • Birch Grove Capital's largest Q3 2018 buy was Independence Contract Drilling, Inc.: 212,633 shares worth $21M.
  • Birch Grove Capital's ten largest holdings make up 75% of its $252M portfolio in Q3 2018.
  • Birch Grove Capital opened 8 new positions and closed 5 in Q3 2018.
  • Birch Grove Capital's portfolio value rose 21% quarter-over-quarter to $252M.

Based on Birch Grove Capital's 13F filing for Q3 2018, filed 14 Nov 2018.