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BGC

Birch Grove Capital Portfolio holdings

AUM $9.51M
1-Year Est. Return 0.22%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+0.22%
3 Year Est. Return
-2.66%
5 Year Est. Return
+14%
10 Year Est. Return
–
AUM
$192M
AUM Growth
+$7.08M
Cap. Flow
-$98.8M
Cap. Flow %
-51.53%
Top 10 Hldgs %
64.63%
Holding
55
New
10
Increased
6
Reduced
8
Closed
15

Top Buys

Rank Stock Value
1
CCV.U
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
+$4.19M
2
CHX
ChampionX
CHX
+$2.92M
3
GOCO
GoHealth
GOCO
+$2.81M
4
CTEV
Claritev Corp
CTEV
+$2.8M
5
SLQT icon
SelectQuote
SLQT
+$2.08M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$3.71M
2
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
+$3.15M
3
GS icon
Goldman Sachs
GS
+$3.07M
4
BCO icon
Brink's
BCO
+$2.79M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$2.64M

Sector Composition

Rank Sector Weight
1 Miscellaneous 72.7%
2 Communication Services 4.84%
3 Financials 4.11%
4 Consumer Discretionary 3.97%
5 Energy 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDUS
26
DELISTED
Radius Health, Inc.
RDUS
$519K 0.27%
+29,032
New +$436K
MPLN.WS
27
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$113K 0.06%
+75,000
New +$113K
SPLK
28
PUT
DELISTED
Splunk Inc
SPLK
$43K 0.02%
+14,200
New +$2.72M
ANIP icon
29
ANI Pharmaceuticals
ANIP
$1.69B
– –
-50,791
Closed -$1.43M
ATRO icon
30
Astronics
ATRO
$3.35B
– –
-136,349
Closed -$877K
BYD icon
31
Boyd Gaming
BYD
$5.78B
– –
-30,500
Closed -$1.43M
CCAP icon
32
Crescent Capital BDC
CCAP
$391M
– –
-28,000
Closed -$357K
EVRI
33
DELISTED
Everi Holdings
EVRI
– –
-135,330
Closed -$1.12M
FUN icon
34
Cedar Fair
FUN
$1.63B
– –
-66,000
Closed -$1.85M
GS icon
35
Goldman Sachs
GS
$303B
– –
-15,280
Closed -$3.07M
JPM icon
36
JPMorgan Chase
JPM
$942B
– –
-38,500
Closed -$3.71M
LYV icon
37
PUT
Live Nation Entertainment
LYV
$42.1B
– –
-11,000
Closed -$2K
NVST icon
38
Envista
NVST
$4.41B
– –
-94,500
Closed -$2.33M
SLRC icon
39
SLR Investment Corp
SLRC
$681M
– –
-42,500
Closed -$674K
SYY icon
40
Sysco
SYY
$39.5B
– –
-36,950
Closed -$2.3M
ICPT
41
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-6,200
Closed -$257K
ATH
42
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-77,475
Closed -$2.64M
CCXX.U
43
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
– –
-300,000
Closed -$3.15M
1
2

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Birch Grove Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Birch Grove Capital held 55 positions worth $192M, up 3.8% from $185M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Birch Grove Capital withdrew a net $98.8M in Q4 2020, closing 15 positions and reducing 8 holdings. Its most notable exit was JPMorgan Chase, an estimated $3.71M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, up from 71% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Birch Grove Capital opened a new position in Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant worth $4.2M.

  • Birch Grove Capital's largest Q4 2020 buy was Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant: 400,000 shares worth $4.2M.
  • Birch Grove Capital added most to eHealth in Q4 2020, an estimated $1.31M increase.
  • Birch Grove Capital's biggest Q4 2020 reduction was Brink's, cutting an estimated $2.79M.
  • Birch Grove Capital fully exited JPMorgan Chase in Q4 2020, selling an estimated $3.71M.
  • Birch Grove Capital's ten largest holdings make up 65% of its $192M portfolio in Q4 2020.
  • Birch Grove Capital opened 10 new positions and closed 15 in Q4 2020.
  • Birch Grove Capital's portfolio value rose 3.8% quarter-over-quarter to $192M.

Based on Birch Grove Capital's 13F filing for Q4 2020, filed 16 Feb 2021.