Barclays
SMM

Barclays’s Salient Midstream & MLP Fund SMM Stock Holding History

Barclays’s Portfolio SMM Stock Details SMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-475
Closed -$14K – 7700
2014
Q3 		$14K Hold
475
– – ﹤0.01% 6712
2014
Q2 		$14K Sell
475
-261
-35% -$6.89K ﹤0.01% 6676
2014
Q1 		$19K Hold
736
– – ﹤0.01% 6641
2013
Q4 		$18K Buy
736
+406
+123% +$9.15K ﹤0.01% 6775
2013
Q3 		$7K Buy
+330
New +$7.58K ﹤0.01% 6912

Other funds holding SMM

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Barclays's SMM Position: Q4 2014 in Review

Barclays sold out of Salient Midstream & MLP Fund (SMM) in Q4 2014, closing a stake of 475 shares — an estimated $14K sold.

Barclays first reported a position in SMM in Q3 2013 and held it in 5 quarters. The position peaked at $19K in Q1 2014. 28 funds tracked by Wall St. Rank hold SMM as of Q4 2014.

  • Barclays reported no remaining Salient Midstream & MLP Fund position as of Q4 2014 after selling out during the quarter.
  • Barclays sold 475 Salient Midstream & MLP Fund shares in Q4 2014, an estimated $14K.
  • Barclays first reported a position in Salient Midstream & MLP Fund in Q3 2013 and held it in 5 quarters.
  • Barclays's Salient Midstream & MLP Fund position peaked at $19K in Q1 2014.
  • 28 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2014.

Based on Barclays's 13F filing for Q4 2014, filed 13 Feb 2015.