Bank of Montreal’s First Trust Canada AlphaDEX Fund FCAN Stock Holding History

Bank of Montreal’s Portfolio FCAN Stock Details FCAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-6,580	Closed	-$236K	–	4392
2014 Q3	$236K	Sell	6,580 -71	-1%	-$2.69K	﹤0.01%	2458
2014 Q2	$258K	Buy	6,651 +1,790	+37%	+$67K	﹤0.01%	2413
2014 Q1	$177K	Buy	4,861 +3,133	+181%	+$111K	﹤0.01%	2552
2013 Q4	$63K	Buy	1,728 +272	+19%	+$9.8K	﹤0.01%	2760
2013 Q3	$53K	Buy	+1,456	New	+$50.9K	﹤0.01%	2804

Other funds holding FCAN

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VAM

Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return

Bank of Montreal's FCAN Position: Q4 2014 in Review

Bank of Montreal sold out of First Trust Canada AlphaDEX Fund (FCAN) in Q4 2014, closing a stake of 6,580 shares — an estimated $236K sold.

Bank of Montreal first reported a position in FCAN in Q3 2013 and held it in 5 quarters. The position peaked at $258K in Q2 2014. 23 funds tracked by Wall St. Rank hold FCAN as of Q4 2014.

Bank of Montreal reported no remaining First Trust Canada AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
Bank of Montreal sold 6,580 First Trust Canada AlphaDEX Fund shares in Q4 2014, an estimated $236K.
Bank of Montreal first reported a position in First Trust Canada AlphaDEX Fund in Q3 2013 and held it in 5 quarters.
Bank of Montreal's First Trust Canada AlphaDEX Fund position peaked at $258K in Q2 2014.
23 funds tracked by Wall St. Rank held First Trust Canada AlphaDEX Fund as of Q4 2014.

Based on Bank of Montreal's 13F filing for Q4 2014, filed 9 Feb 2015.