Baird’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Baird’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$6.89M	Buy	287,169 +90,959	+46%	+$2.1M	0.07%	273
2014 Q4	$4.32M	Buy	196,210 +119,801	+157%	+$2.54M	0.05%	368
2014 Q3	$1.56M	Buy	76,409 +26,109	+52%	+$526K	0.02%	523
2014 Q2	$997K	Buy	50,300 +6,757	+16%	+$127K	0.01%	668
2014 Q1	$822K	Buy	+43,543	New	+$842K	0.01%	689

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Baird's FV Position: Q1 2015 in Review

Baird increased its First Trust Dorsey Wright Focus 5 ETF (FV) stake by 46% in Q1 2015, buying an estimated $2.1M and bringing the position to 287,169 shares worth $6.89M. The position accounts for 0.07% of the portfolio, ranked #273.

Baird first reported a position in FV in Q1 2014 and has held it in 5 quarters since. 93 funds tracked by Wall St. Rank hold FV as of Q1 2015.

Baird held 287,169 shares of First Trust Dorsey Wright Focus 5 ETF worth $6.89M as of Q1 2015.
Baird bought 90,959 First Trust Dorsey Wright Focus 5 ETF shares in Q1 2015, an estimated $2.1M.
First Trust Dorsey Wright Focus 5 ETF made up 0.07% of Baird's portfolio in Q1 2015, its #273 holding.
Baird first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q1 2014 and has held it in 5 quarters since.
93 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.