We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIL
2426
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
– –
-704
Closed -$18K
IMH
2427
DELISTED
Impac Mortgage Holdings Inc.
IMH
– –
-302
Closed -$1.45K
TIVO
2428
DELISTED
TIVO INC
TIVO
– –
-5,168
Closed -$66.7K
PGM
2429
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
– –
-250
Closed -$8.14K
RHT
2430
DELISTED
Red Hat Inc
RHT
– –
-12,400
Closed -$343K
CIT
2431
DELISTED
CIT Group Inc.
CIT
– –
-1,315
Closed -$60.2K
MNR
2432
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-1,024
Closed -$10.3K
GPM
2433
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-1,000
Closed -$9.51K
WES
2434
DELISTED
Western Gas Partners Lp
WES
– –
-360
Closed -$27.6K
ALFA
2435
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
– –
-965
Closed -$37.8K
VXX
2436
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-9
Closed -$4.03K
FNSR
2437
DELISTED
Finisar Corp
FNSR
– –
-700
Closed -$13.8K
WPZ
2438
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
– –
-1,622
Closed -$82.9K
AGN
2439
DELISTED
Allergan Inc
AGN
– –
-924
Closed -$156K
ARMH
2440
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-334
Closed -$15.1K
IPW
2441
DELISTED
SPDR S&P International Energy Sector
IPW
– –
-200
Closed -$5.91K
RESI
2442
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-212
Closed -$5.51K
HK
2443
DELISTED
Halcon Resources Corporation
HK
– –
-26
Closed -$32.1K
BWV
2444
DELISTED
iPath ETN linked to CBOE S&P 500 Buy Write Index
BWV
– –
-35
Closed -$2.15K
GNK
2445
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
– –
-100
Closed -$94
SXE
2446
DELISTED
Southcross Energy Partners, L.P.
SXE
– –
-600
Closed -$13.8K
PWP
2447
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
– –
-1,900
Closed -$51.7K
DEE
2448
DELISTED
DB Commodity Double Short ETN due April 1, 2038
DEE
– –
-1,024
Closed -$30.2K
ARP
2449
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
– –
-500
Closed -$10.1K
AZPN
2450
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-795
Closed -$36.9K
95 96 97
98
99

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.