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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDR
2351
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-4,507
Closed -$36.2K
EFII
2352
DELISTED
Electronics for Imaging
EFII
– –
-7
Closed -$321
TI
2353
DELISTED
Telecom Italia
TI
– –
-1,805
Closed -$22.8K
IIJI
2354
DELISTED
Internet Initiative Japan Inc
IIJI
– –
-18
Closed -$214
GG
2355
DELISTED
Goldcorp Inc
GG
– –
-5,139
Closed -$143K
OSIR
2356
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
– –
-143
Closed -$2.24K
SHPG
2357
DELISTED
Shire pic
SHPG
– –
-189
Closed -$44.5K
GLF
2358
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
– –
-266
Closed -$12K
JMBA
2359
DELISTED
Jamba, Inc.
JMBA
– –
-600
Closed -$7.26K
MTGE
2360
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-10
Closed -$195
CYS
2361
DELISTED
CYS Investments Inc.
CYS
– –
-6,952
Closed -$62.7K
ABAX
2362
DELISTED
Abaxis Inc
ABAX
– –
-1,493
Closed -$66.2K
WR
2363
DELISTED
Westar Energy Inc
WR
– –
-1,500
Closed -$57.3K
OREX
2364
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-270
Closed -$16.7K
TNH
2365
DELISTED
Terra Nitrogen
TNH
– –
-522
Closed -$75.4K
XIV
2366
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-5
Closed -$225
BOBE
2367
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-10
Closed -$501
BCR
2368
DELISTED
CR Bard Inc.
BCR
– –
-776
Closed -$111K
NMRX
2369
DELISTED
Numerex Corp
NMRX
– –
-241
Closed -$2.77K
RTK
2370
DELISTED
Rentech, Inc.
RTK
– –
-375
Closed -$9.71K
SPLS
2371
DELISTED
Staples Inc
SPLS
– –
-1,232
Closed -$13.4K
RBS.PRF.CL
2372
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
– –
-1,525
Closed -$39.5K
RBS.PRL.CL
2373
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
– –
-1,408
Closed -$32.5K
SSRI
2374
DELISTED
Silver Standard Resources
SSRI
– –
-1,000
Closed -$8.66K
IRY
2375
DELISTED
SPDR S&P International Health Care Sector
IRY
– –
-200
Closed -$9.88K
93 94
95
96 97

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.