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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGRX
2301
DELISTED
PROSPECT GLOBAL RES INC COM (NEW)
PGRX
– –
-600
Closed -$234
HHY
2302
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-1,206
Closed -$12.7K
TVIX
2303
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
0
– -$24.5K
PULS
2304
DELISTED
PULSE ELECTRONICS CORP COM STK (PA)NEW
PULS
– –
-4,471
Closed -$11.2K
IVAN
2305
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
– –
-563
Closed -$1.53K
CMCSK
2306
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-450
Closed -$24K
PNX
2307
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
– –
-5
Closed -$242
EGLE
2308
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– -$618
NBG
2309
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-3,000
Closed -$11K
IRE
2310
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
– –
-1,000
Closed -$13.9K
RXII
2311
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-10,180
Closed -$31.1K
RAS
2312
DELISTED
RAIT Financial Trust
RAS
– –
-950
Closed -$7.86K
CAVM
2313
DELISTED
Cavium, Inc.
CAVM
– –
-1,030
Closed -$51.1K
PGH
2314
DELISTED
Pengrowth Energy Corporation
PGH
– –
-4,755
Closed -$34.1K
AWH
2315
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-9
Closed -$336
EGT
2316
DELISTED
Entertainment Gaming Asia Inc.
EGT
– –
-38
Closed -$116
FLY
2317
DELISTED
Fly Leasing Limited
FLY
– –
-825
Closed -$12K
EXXI
2318
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-2,900
Closed -$68.5K
ESV
2319
DELISTED
Ensco Rowan plc
ESV
– –
-402
Closed -$89.4K
HSA
2320
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-3,869
Closed -$26.7K
COV
2321
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-919
Closed -$82.9K
FWLT
2322
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-154
Closed -$5.25K
HTR
2323
DELISTED
Brookfield Total Return Fund Inc
HTR
– –
-9,180
Closed -$231K
ATVI
2324
DELISTED
Activision Blizzard
ATVI
– –
-857
Closed -$19.1K
DISH
2325
DELISTED
DISH Network Corp.
DISH
– –
-200
Closed -$13K
91 92
93
94 95

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.