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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMFG
2226
DELISTED
PMFG INC COM STK (DE)
PMFG
– –
-800
Closed -$4.22K
HSP
2227
DELISTED
HOSPIRA INC
HSP
– –
-69
Closed -$3.54K
PLL
2228
DELISTED
PALL CORP
PLL
– –
-54
Closed -$4.61K
PPO
2229
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-56
Closed -$2.67K
ASMI
2230
DELISTED
ASM INTERNATL N.V
ASMI
– –
-9
Closed -$359
MCGC
2231
DELISTED
MCG CAP CORP
MCGC
– –
-1,300
Closed -$5.1K
GTI
2232
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-1,100
Closed -$11.5K
AEC
2233
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-1,354
Closed -$24.4K
MRH
2234
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
– –
-11
Closed -$352
RBS.PRN
2235
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
– –
-116
Closed -$2.79K
DTV
2236
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-643
Closed -$54.7K
AUQ
2237
DELISTED
AURICO GOLD INC COM
AUQ
– –
-2,600
Closed -$11.1K
ZGNX
2238
DELISTED
Zogenix, Inc.
ZGNX
– –
-194
Closed -$3.12K
HVB
2239
DELISTED
HUDSON VY HLDG CORP
HVB
– –
-70
Closed -$1.26K
IGTE
2240
DELISTED
IGATE CORPORATION
IGTE
– –
-7
Closed -$253
MWV
2241
DELISTED
MEADWESTVACO CORP
MWV
– –
-170
Closed -$7.52K
TEG
2242
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
– –
-1,279
Closed -$91K
AOL
2243
DELISTED
AOL INC COMMON STOCK
AOL
– –
-341
Closed -$13.6K
XLS
2244
DELISTED
EXELIS INC COM STK
XLS
– –
-1,821
Closed -$28.9K
PCYC
2245
DELISTED
PHARMACYCLICS INC
PCYC
– –
-134
Closed -$12K
TRW
2246
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
– –
-182
Closed -$16.3K
ELX
2247
DELISTED
EMULEX CORP
ELX
– –
-168
Closed -$958
RGP
2248
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
– –
-3,784
Closed -$122K
VTSS
2249
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
– –
-1,645
Closed -$5.67K
DNY
2250
DELISTED
DENALI FUND INC (THE) COM STK
DNY
– –
-586
Closed -$12.6K
88 89
90
91 92

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.