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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
201
Coherent
COHR
$51.4B
$4.05M 0.11%
93,103
-8,090
-8% -$292K
ICVT icon
202
iShares Convertible Bond ETF
ICVT
$7.2B
$4.05M 0.11%
51,476
+9,013
+21% +$667K
FTGC icon
203
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$4.04M 0.11%
180,096
-11,202
-6% -$261K
PFF icon
204
iShares Preferred and Income Securities ETF
PFF
$13.3B
$3.99M 0.11%
127,841
-15,052
-11% -$450K
CRWD icon
205
CrowdStrike
CRWD
$194B
$3.95M 0.11%
61,912
-4,652
-7% -$244K
FTCS icon
206
First Trust Capital Strength ETF
FTCS
$7.91B
$3.94M 0.11%
49,217
-39,097
-44% -$2.97M
IWM icon
207
iShares Russell 2000 ETF
IWM
$79.8B
$3.87M 0.1%
19,289
-1,438
-7% -$258K
SHW icon
208
Sherwin-Williams
SHW
$82.7B
$3.86M 0.1%
12,366
+405
+3% +$109K
TMUS icon
209
T-Mobile US
TMUS
$185B
$3.84M 0.1%
23,980
+2,286
+11% +$338K
SKYY icon
210
First Trust Cloud Computing ETF
SKYY
$2.92B
$3.84M 0.1%
43,840
+10,934
+33% +$869K
LIN icon
211
Linde
LIN
$221B
$3.81M 0.1%
9,282
-1,155
-11% -$455K
VRTX icon
212
Vertex Pharmaceuticals
VRTX
$121B
$3.8M 0.1%
9,341
-102
-1% -$37.7K
XLY icon
213
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$3.8M 0.1%
42,482
-2,886
-6% -$239K
AXP icon
214
American Express
AXP
$227B
$3.79M 0.1%
20,253
-699
-3% -$113K
GJUN icon
215
FT Vest US Equity Moderate Buffer ETF June
GJUN
$515M
$3.77M 0.1%
118,447
+10,150
+9% +$309K
CLF icon
216
Cleveland-Cliffs
CLF
$6.57B
$3.75M 0.1%
183,611
-33,649
-15% -$576K
SHV icon
217
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$3.74M 0.1%
33,933
-4,266
-11% -$470K
SPYG icon
218
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$3.68M 0.1%
56,547
-78,111
-58% -$4.82M
MGC icon
219
Vanguard Morningstar Mega Cap ETF
MGC
$9.99B
$3.67M 0.1%
21,663
+515
+2% +$81.9K
JEPQ icon
220
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.3B
$3.63M 0.1%
72,704
+65,340
+887% +$3.15M
QQQM icon
221
Invesco NASDAQ 100 ETF
QQQM
$96.7B
$3.61M 0.1%
21,426
-21,129
-50% -$3.3M
SCHD icon
222
Schwab US Dividend Equity ETF
SCHD
$103B
$3.6M 0.1%
142,035
-37,545
-21% -$895K
AZO icon
223
AutoZone
AZO
$49.2B
$3.57M 0.1%
1,379
-169
-11% -$438K
UPS icon
224
United Parcel Service
UPS
$88.6B
$3.53M 0.1%
22,460
+118
+0.5% +$17.8K
APLD icon
225
Applied Digital
APLD
$7.89B
$3.45M 0.09%
512,582
+46,150
+10% +$248K
7 8
9
10 11

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.