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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
201
Philip Morris
PM
$297B
$3.75M 0.1%
39,984
-1,132
-3% -$109K
XLU icon
202
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$3.73M 0.1%
126,650
-123,918
-49% -$3.99M
IAU icon
203
iShares Gold Trust
IAU
$62.9B
$3.72M 0.1%
106,449
-44,036
-29% -$1.61M
FDX icon
204
FedEx
FDX
$72.7B
$3.71M 0.1%
13,944
-1,416
-9% -$368K
EMLP icon
205
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$3.68M 0.1%
139,475
-134,922
-49% -$3.7M
IWM icon
206
iShares Russell 2000 ETF
IWM
$79.8B
$3.68M 0.1%
20,727
+3,677
+22% +$690K
EMR icon
207
Emerson Electric
EMR
$83.9B
$3.65M 0.1%
37,845
+2,552
+7% +$243K
XLY icon
208
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$3.65M 0.1%
45,368
+2,440
+6% +$206K
DVN icon
209
Devon Energy
DVN
$52.1B
$3.64M 0.1%
76,215
-4,287
-5% -$216K
NEM icon
210
Newmont
NEM
$98.7B
$3.59M 0.1%
97,231
-19,470
-17% -$792K
CCI icon
211
Crown Castle
CCI
$33.3B
$3.59M 0.1%
38,965
-2,561
-6% -$265K
ACN icon
212
Accenture
ACN
$102B
$3.55M 0.1%
11,570
+551
+5% +$174K
EMB icon
213
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$3.49M 0.09%
42,278
+2,491
+6% +$212K
UPS icon
214
United Parcel Service
UPS
$88.6B
$3.48M 0.09%
22,342
-1,451
-6% -$250K
DD icon
215
DuPont de Nemours
DD
$18.5B
$3.42M 0.09%
36,534
+49
+0.1% +$4.6K
CLF icon
216
Cleveland-Cliffs
CLF
$6.57B
$3.4M 0.09%
217,260
-38,682
-15% -$604K
PBF icon
217
PBF Energy
PBF
$8.57B
$3.38M 0.09%
63,232
-15,141
-19% -$721K
VHT icon
218
Vanguard Health Care ETF
VHT
$18.1B
$3.37M 0.09%
14,284
+798
+6% +$195K
COHR icon
219
Coherent
COHR
$51.4B
$3.3M 0.09%
101,193
+5,275
+5% +$217K
VRTX icon
220
Vertex Pharmaceuticals
VRTX
$121B
$3.28M 0.09%
9,443
-782
-8% -$273K
DJP icon
221
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$3.28M 0.09%
102,069
+78,069
+325% +$2.51M
IWS icon
222
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$3.24M 0.09%
30,857
+4,928
+19% +$543K
DWM icon
223
WisdomTree International Equity Fund
DWM
$679M
$3.22M 0.09%
66,687
+20,810
+45% +$1.04M
MGC icon
224
Vanguard Morningstar Mega Cap ETF
MGC
$9.99B
$3.21M 0.09%
21,148
+169
+0.8% +$26.6K
GJUN icon
225
FT Vest US Equity Moderate Buffer ETF June
GJUN
$515M
$3.21M 0.09%
108,297
+30,597
+39% +$924K
7 8
9
10 11

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.