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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
201
Estee Lauder
EL
$30.7B
$1.34M 0.11%
6,479
+229
+4% +$44.5K
LMBS icon
202
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.32M 0.11%
25,523
+419
+2% +$21.7K
SDY icon
203
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$1.32M 0.11%
12,249
-387
-3% -$40.6K
PNC icon
204
PNC Financial Services
PNC
$100B
$1.27M 0.11%
7,983
+3,816
+92% +$573K
GSK icon
205
GSK
GSK
$108B
$1.25M 0.11%
21,304
-4,865
-19% -$271K
BIIB icon
206
Biogen
BIIB
$30.4B
$1.25M 0.11%
4,204
+1,354
+48% +$376K
SCHW
207
Charles Schwab
SCHW
$184B
$1.24M 0.11%
26,099
-1,232
-5% -$54.3K
KYN icon
208
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$1.23M 0.1%
88,449
+1,789
+2% +$23.8K
VLO icon
209
Valero Energy
VLO
$88.7B
$1.23M 0.1%
13,123
+1,719
+15% +$162K
KEY icon
210
KeyCorp
KEY
$24.3B
$1.22M 0.1%
60,393
+11,852
+24% +$224K
INTU icon
211
Intuit
INTU
$85.6B
$1.22M 0.1%
4,664
+593
+15% +$155K
AGN
212
DELISTED
Allergan plc
AGN
$1.22M 0.1%
6,396
+796
+14% +$144K
UL icon
213
Unilever
UL
$144B
$1.22M 0.1%
18,970
+7,596
+67% +$505K
ORCL icon
214
Oracle
ORCL
$346B
$1.22M 0.1%
22,951
+2,367
+11% +$130K
ECC
215
Eagle Point Credit Company
ECC
$497M
$1.21M 0.1%
83,063
+10,633
+15% +$162K
DE icon
216
Deere & Co
DE
$173B
$1.21M 0.1%
6,991
+1,118
+19% +$193K
VYM icon
217
Vanguard High Dividend Yield ETF
VYM
$81.9B
$1.2M 0.1%
12,791
-1,901
-13% -$172K
CSWC icon
218
Capital Southwest
CSWC
$1.48B
$1.19M 0.1%
57,293
-276
-0.5% -$5.97K
VRTX icon
219
Vertex Pharmaceuticals
VRTX
$124B
$1.19M 0.1%
5,445
+2,012
+59% +$407K
IGM icon
220
iShares Expanded Tech Sector ETF
IGM
$9.78B
$1.19M 0.1%
29,478
+60
+0.2% +$2.29K
XLE icon
221
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$1.16M 0.1%
38,738
-9,400
-20% -$279K
CINF icon
222
Cincinnati Financial
CINF
$28B
$1.16M 0.1%
11,036
+5,267
+91% +$576K
APD icon
223
Air Products & Chemicals
APD
$65.2B
$1.15M 0.1%
4,881
+1,386
+40% +$313K
USB icon
224
US Bancorp
USB
$100B
$1.13M 0.1%
19,053
+5,951
+45% +$344K
EQIX icon
225
Equinix
EQIX
$102B
$1.13M 0.1%
1,930
+71
+4% +$39.9K
7 8
9
10 11

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.