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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECC
201
Eagle Point Credit Company
ECC
$500M
$1.14M 0.11%
72,430
+483
+0.7% +$8.22K
TMO icon
202
Thermo Fisher Scientific
TMO
$216B
$1.14M 0.11%
3,903
-827
-17% -$237K
VEEV icon
203
Veeva Systems
VEEV
$33.5B
$1.14M 0.11%
7,427
+3,013
+68% +$483K
ORCL icon
204
Oracle
ORCL
$342B
$1.13M 0.11%
20,584
-626
-3% -$34.6K
PTLC icon
205
Pacer Trendpilot US Large Cap ETF
PTLC
$3.21B
$1.12M 0.11%
36,161
+12,237
+51% +$377K
CCI icon
206
Crown Castle
CCI
$33.3B
$1.12M 0.11%
8,038
+1,570
+24% +$217K
SHYD icon
207
VanEck Short High Yield Muni ETF
SHYD
$452M
$1.12M 0.11%
44,407
+11,864
+36% +$299K
QTEC icon
208
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.38B
$1.11M 0.11%
12,724
+1,271
+11% +$111K
TJX icon
209
TJX Companies
TJX
$179B
$1.11M 0.11%
19,845
-1,167
-6% -$63.6K
GILD icon
210
Gilead Sciences
GILD
$165B
$1.09M 0.11%
17,138
+3,850
+29% +$252K
IEP icon
211
Icahn Enterprises
IEP
$5.25B
$1.08M 0.11%
16,894
-1,082
-6% -$76.9K
INTU icon
212
Intuit
INTU
$89.2B
$1.08M 0.11%
4,071
+1,536
+61% +$423K
VIG icon
213
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.08M 0.11%
8,998
+698
+8% +$82.3K
EQIX icon
214
Equinix
EQIX
$100B
$1.07M 0.11%
1,859
-438
-19% -$235K
CMI icon
215
Cummins
CMI
$85.9B
$1.07M 0.11%
6,582
+3,470
+112% +$555K
IGM icon
216
iShares Expanded Tech Sector ETF
IGM
$9.7B
$1.06M 0.1%
29,418
-810
-3% -$29.6K
AMT icon
217
American Tower
AMT
$81.5B
$1.06M 0.1%
4,768
+288
+6% +$62.9K
BLK icon
218
Blackrock
BLK
$171B
$1.05M 0.1%
2,363
-80
-3% -$35.6K
ITA icon
219
iShares US Aerospace & Defense ETF
ITA
$14.2B
$1.04M 0.1%
9,286
+830
+10% +$90.7K
NOW icon
220
ServiceNow
NOW
$117B
$1.01M 0.1%
19,855
-350
-2% -$19K
UN
221
DELISTED
Unilever NV New York Registry Shares
UN
$1.01M 0.1%
16,773
-982
-6% -$59K
TTD icon
222
Trade Desk
TTD
$8.9B
$1M 0.1%
53,350
+30,050
+129% +$715K
DE icon
223
Deere & Co
DE
$168B
$991K 0.1%
5,873
+155
+3% +$24.8K
FVD icon
224
First Trust Value Line Dividend Fund
FVD
$8.47B
$988K 0.1%
28,321
+5,830
+26% +$199K
CIEN icon
225
Ciena
CIEN
$48.5B
$974K 0.1%
24,823
+5,749
+30% +$241K
7 8
9
10 11

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.