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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
201
Thermo Fisher Scientific
TMO
$214B
$774K 0.11%
3,452
-310
-8% -$72.7K
EXC icon
202
Exelon
EXC
$48.4B
$769K 0.11%
23,887
+1,670
+8% +$53.4K
NOW icon
203
ServiceNow
NOW
$114B
$768K 0.11%
21,545
+10
+0% +$355
PRU icon
204
Prudential Financial
PRU
$43B
$768K 0.11%
9,394
+2,263
+32% +$208K
KYN icon
205
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$765K 0.11%
55,571
+740
+1% +$11.8K
XLB icon
206
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$765K 0.11%
30,254
-4,816
-14% -$128K
IEF icon
207
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$754K 0.11%
7,231
+4,904
+211% +$497K
IGF icon
208
iShares Global Infrastructure ETF
IGF
$10.9B
$754K 0.11%
19,142
+2,042
+12% +$83.6K
ATVI
209
DELISTED
Activision Blizzard
ATVI
$753K 0.11%
16,126
-2,762
-15% -$165K
AMD icon
210
Advanced Micro Devices
AMD
$741B
$749K 0.11%
40,517
+21,652
+115% +$468K
LIN icon
211
Linde
LIN
$236B
$730K 0.1%
+4,669
New +$738K
DGRW icon
212
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$726K 0.1%
18,934
+14,413
+319% +$596K
ISRG icon
213
Intuitive Surgical
ISRG
$130B
$725K 0.1%
4,542
-966
-18% -$164K
CVS icon
214
CVS Health
CVS
$140B
$720K 0.1%
10,968
+3,162
+41% +$236K
GE icon
215
GE Aerospace
GE
$377B
$719K 0.1%
19,774
-7,341
-27% -$331K
BX icon
216
Blackstone
BX
$107B
$717K 0.1%
24,043
-80
-0.3% -$2.64K
MDB icon
217
MongoDB
MDB
$25B
$715K 0.1%
+8,528
New +$656K
QTEC icon
218
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$709K 0.1%
10,410
-1,341
-11% -$96.5K
IXJ icon
219
iShares Global Healthcare ETF
IXJ
$4.18B
$702K 0.1%
12,383
+79
+0.6% +$4.73K
XLP icon
220
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$698K 0.1%
13,720
+3,671
+37% +$199K
PBE icon
221
Invesco Biotechnology & Genome ETF
PBE
$288M
$697K 0.1%
14,807
+9,077
+158% +$467K
VONG icon
222
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$694K 0.1%
20,636
-3,208
-13% -$116K
IUSV icon
223
iShares Core S&P US Value ETF
IUSV
$27.5B
$693K 0.1%
14,098
+1,678
+14% +$89.2K
FXH icon
224
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$683K 0.1%
9,903
+5,762
+139% +$436K
LUMN icon
225
Lumen
LUMN
$6.38B
$676K 0.1%
44,522
-31,845
-42% -$608K
7 8
9
10 11

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BCIM
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EAM
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.