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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$840M
AUM Growth
+$83.3M
Cap. Flow
+$42.9M
Cap. Flow %
5.11%
Top 10 Hldgs %
18.36%
Holding
760
New
87
Increased
332
Reduced
276
Closed
44

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.29M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.23M
4
APTS
Preferred Apartment Communities, Inc.
APTS
+$2.21M
5
ECC
Eagle Point Credit Company
ECC
+$1.89M

Top Sells

Rank Stock Value
1
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$3.29M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.46M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$725K
4
DO
Diamond Offshore Drilling
DO
+$653K
5
ESV
Ensco Rowan plc
ESV
+$646K

Sector Composition

Rank Sector Weight
1 Technology 10.63%
2 Financials 8%
3 Communication Services 7.35%
4 Healthcare 7.3%
5 Consumer Discretionary 6.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPA icon
201
Invesco Aerospace & Defense ETF
PPA
$8.39B
$929K 0.11%
15,101
-46
-0.3% -$2.7K
UN
202
DELISTED
Unilever NV New York Registry Shares
UN
$928K 0.11%
16,695
+473
+3% +$26.8K
CFA icon
203
VictoryShares US 500 Volatility Wtd ETF
CFA
$546M
$925K 0.11%
17,856
-64
-0.4% -$3.29K
TMO icon
204
Thermo Fisher Scientific
TMO
$214B
$920K 0.11%
3,762
+89
+2% +$20.5K
BX icon
205
Blackstone
BX
$107B
$919K 0.11%
24,123
+1,039
+5% +$37.5K
AGN
206
DELISTED
Allergan plc
AGN
$915K 0.11%
4,802
-15
-0.3% -$2.76K
FDX icon
207
FedEx
FDX
$74B
$904K 0.11%
3,749
+613
+20% +$148K
VYM icon
208
Vanguard High Dividend Yield ETF
VYM
$81.9B
$895K 0.11%
10,274
+295
+3% +$25.5K
EFA icon
209
iShares MSCI EAFE ETF
EFA
$76.8B
$888K 0.11%
13,040
+6,685
+105% +$451K
VIG icon
210
Vanguard Dividend Appreciation ETF
VIG
$113B
$888K 0.11%
8,015
+1,004
+14% +$108K
WBD icon
211
Warner Bros
WBD
$64.2B
$888K 0.11%
+27,699
New +$780K
ED icon
212
Consolidated Edison
ED
$41.3B
$878K 0.1%
11,517
+1,482
+15% +$117K
SCHF icon
213
Schwab International Equity ETF
SCHF
$65.5B
$867K 0.1%
51,676
+1,594
+3% +$26.5K
DOCU
214
DocuSign
DOCU
$10.7B
$865K 0.1%
+16,450
New +$933K
NOW icon
215
ServiceNow
NOW
$114B
$844K 0.1%
21,535
+7,550
+54% +$286K
ILMN icon
216
Illumina
ILMN
$29.2B
$840K 0.1%
2,350
+414
+21% +$133K
ABMD
217
DELISTED
Abiomed Inc
ABMD
$840K 0.1%
1,866
+42
+2% +$16.6K
CHW
218
Calamos Global Dynamic Income Fund
CHW
$531M
$837K 0.1%
92,378
-2,000
-2% -$18.2K
ARCC icon
219
Ares Capital
ARCC
$13.7B
$830K 0.1%
48,279
+3,917
+9% +$67.1K
VONV icon
220
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$827K 0.1%
14,924
+2,574
+21% +$141K
FTNT icon
221
Fortinet
FTNT
$110B
$813K 0.1%
44,035
+400
+0.9% +$6.12K
KRE icon
222
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$810K 0.1%
13,624
-270
-2% -$16.8K
ACWV icon
223
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$808K 0.1%
9,186
-92
-1% -$7.91K
XFLT
224
XAI Floating Rate & Alternative Income Trust
XFLT
$285M
$808K 0.1%
16,473
-12,040
-42% -$590K
NOC icon
225
Northrop Grumman
NOC
$78B
$807K 0.1%
2,539
-261
-9% -$79.5K
7 8
9
10 11

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B. Riley Wealth Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Wealth Advisors held 760 positions worth $840M, up 11% from $757M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $42.9M of net new capital in Q3 2018, opening 87 new positions and adding to 332 existing holdings. Its largest new stake was Plymouth Industrial REIT: 96,009 shares worth $1.49M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Fidelity Limited Term Bond ETF, an estimated $3.29M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2018 buy was Plymouth Industrial REIT: 96,009 shares worth $1.49M.
  • B. Riley Wealth Advisors added most to Alibaba in Q3 2018, an estimated $3.29M increase.
  • B. Riley Wealth Advisors's biggest Q3 2018 reduction was Fidelity Limited Term Bond ETF, cutting an estimated $3.29M.
  • B. Riley Wealth Advisors fully exited iShares Russell 2000 Value ETF in Q3 2018, selling an estimated $1.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $840M portfolio in Q3 2018.
  • B. Riley Wealth Advisors opened 87 new positions and closed 44 in Q3 2018.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $840M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.