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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
201
Mastercard
MA
$498B
$612K 0.12%
5,914
+917
+18% +$94.9K
MTN icon
202
Vail Resorts
MTN
$5.7B
$606K 0.12%
3,749
-16
-0.4% -$2.54K
VYM icon
203
Vanguard High Dividend Yield ETF
VYM
$80.8B
$605K 0.12%
7,976
-3,029
-28% -$222K
D icon
204
Dominion Energy
D
$62B
$603K 0.12%
7,866
-364
-4% -$26.8K
NFLX icon
205
Netflix
NFLX
$307B
$597K 0.12%
48,160
-12,580
-21% -$149K
VXUS icon
206
Vanguard Total International Stock ETF
VXUS
$151B
$587K 0.12%
12,774
+1,019
+9% +$46.9K
XBI icon
207
State Street SPDR S&P Biotech ETF
XBI
$10B
$587K 0.12%
9,909
-1,348
-12% -$83.2K
PGF icon
208
Invesco Financial Preferred ETF
PGF
$674M
$586K 0.12%
32,605
+12,844
+65% +$236K
RAI
209
DELISTED
Reynolds American Inc
RAI
$583K 0.12%
10,387
-1,903
-15% -$101K
STT icon
210
State Street
STT
$48.4B
$582K 0.12%
7,463
-405
-5% -$30.5K
F icon
211
Ford
F
$60.9B
$575K 0.12%
47,350
-11,388
-19% -$138K
MIN
212
Aberdeen Intermediate Income Fund
MIN
$273M
$540K 0.11%
121,581
-10,144
-8% -$44.6K
APTS
213
DELISTED
Preferred Apartment Communities, Inc.
APTS
$539K 0.11%
36,035
-14,090
-28% -$188K
CAT icon
214
Caterpillar
CAT
$361B
$536K 0.11%
5,770
+306
+6% +$27.7K
MYJ
215
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$533K 0.11%
34,750
-153
-0.4% -$2.46K
TSLX icon
216
Sixth Street Specialty
TSLX
$1.67B
$530K 0.11%
28,367
-2,162
-7% -$39.4K
SCHA icon
217
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$526K 0.11%
34,140
-16,500
-33% -$243K
PX
218
DELISTED
Praxair Inc
PX
$526K 0.11%
4,471
-183
-4% -$21.8K
NXJ
219
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$524K 0.11%
39,816
-163
-0.4% -$2.23K
VIG icon
220
Vanguard Dividend Appreciation ETF
VIG
$111B
$520K 0.11%
6,096
-4,800
-44% -$404K
MMM icon
221
3M
MMM
$91.8B
$517K 0.11%
3,459
+103
+3% +$14.9K
BMS
222
DELISTED
Bemis
BMS
$517K 0.11%
10,810
-1,034
-9% -$51K
ESRX
223
DELISTED
Express Scripts Holding Company
ESRX
$517K 0.11%
7,485
-304
-4% -$21.8K
ILCV icon
224
iShares Morningstar Value ETF
ILCV
$1.31B
$512K 0.1%
10,882
+2
+0% +$90
VMC icon
225
Vulcan Materials
VMC
$36.8B
$512K 0.1%
4,086
-21
-0.5% -$2.54K
7 8
9
10 11

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.