We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$432M
AUM Growth
-$61.5M
Cap. Flow
-$17.9M
Cap. Flow %
-4.14%
Top 10 Hldgs %
15.38%
Holding
647
New
81
Increased
232
Reduced
226
Closed
88

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.88M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.47M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.99M
4
GNL icon
Global Net Lease
GNL
+$1.21M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.09M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$10.5M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.59M
3
AAPL icon
Apple
AAPL
+$1.74M
4
GG
Goldcorp Inc
GG
+$1.52M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.94%
2 Technology 9.14%
3 Healthcare 8.56%
4 Financials 6.22%
5 Consumer Staples 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
201
American Electric Power
AEP
$65.7B
$556K 0.13%
12,386
+479
+4% +$29.6K
AWK icon
202
American Water Works
AWK
$27.4B
$556K 0.13%
12,871
+3,288
+34% +$214K
APTS
203
DELISTED
Preferred Apartment Communities, Inc.
APTS
$554K 0.13%
43,725
+5,707
+15% +$68.1K
NXJ
204
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$552K 0.13%
39,003
+187
+0.5% +$2.58K
SYY icon
205
Sysco
SYY
$37.7B
$551K 0.13%
21,649
+6,277
+41% +$271K
WBA
206
DELISTED
Walgreens Boots Alliance
WBA
$548K 0.13%
6,500
+240
+4% +$19.2K
UDF
207
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$546K 0.13%
170,700
+37,961
+29% +$338K
SO icon
208
Southern Company
SO
$99.2B
$542K 0.13%
10,483
+1,283
+14% +$62.5K
KMB icon
209
Kimberly-Clark
KMB
$32.6B
$538K 0.12%
3,996
+1,218
+44% +$158K
XLI icon
210
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$538K 0.12%
15,462
-1,793
-10% -$92.7K
XLFS
211
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$533K 0.12%
13,005
+300
+2% +$12.3K
MHN
212
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$526K 0.12%
34,965
+242
+0.7% +$3.59K
DIA icon
213
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
$524K 0.12%
2,966
-365
-11% -$60.8K
MDY icon
214
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
$524K 0.12%
1,995
-79
-4% -$19.2K
XEL icon
215
Xcel Energy
XEL
$45.4B
$523K 0.12%
18,213
-262
-1% -$10.2K
PX
216
DELISTED
Praxair Inc
PX
$520K 0.12%
4,540
-448
-9% -$46.8K
EEMV icon
217
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.58B
$515K 0.12%
10,019
+2,467
+33% +$117K
VEU icon
218
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
$512K 0.12%
11,874
+673
+6% +$27.6K
FXO icon
219
First Trust Financials AlphaDEX Fund
FXO
$1.09B
$508K 0.12%
22,485
-311
-1% -$6.68K
GD icon
220
General Dynamics
GD
$97.4B
$508K 0.12%
3,866
-230
-6% -$30.5K
AGG icon
221
iShares Core US Aggregate Bond ETF
AGG
$137B
$507K 0.12%
4,572
+372
+9% +$40.7K
ESRX
222
DELISTED
Express Scripts Holding Company
ESRX
$506K 0.12%
7,369
+232
+3% +$16.7K
PANW icon
223
Palo Alto Networks
PANW
$307B
$504K 0.12%
18,528
-8,076
-30% -$199K
OXY icon
224
Occidental Petroleum
OXY
$59.3B
$500K 0.12%
7,297
+1,316
+22% +$88.2K
PBE icon
225
Invesco Biotechnology & Genome ETF
PBE
$405M
$500K 0.12%
13,063
-790
-6% -$30.7K
7 8
9
10 11

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Advisors held 647 positions worth $432M, down 12% from $494M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors withdrew a net $17.9M in Q1 2016, closing 88 positions and reducing 226 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in Global X NASDAQ-100 Covered Call ETF worth $2.95M.

  • B. Riley Wealth Advisors's largest Q1 2016 buy was Global X NASDAQ-100 Covered Call ETF: 131,700 shares worth $2.95M.
  • B. Riley Wealth Advisors added most to Global Net Lease in Q1 2016, an estimated $1.21M increase.
  • B. Riley Wealth Advisors's biggest Q1 2016 reduction was Apple, cutting an estimated $1.74M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q1 2016, selling an estimated $10.5M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $432M portfolio in Q1 2016.
  • B. Riley Wealth Advisors opened 81 new positions and closed 88 in Q1 2016.
  • B. Riley Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $432M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2016, filed 16 May 2016.