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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
201
Automatic Data Processing
ADP
$106B
$3.65K 0.08%
4,867
+653
+15% +$52.9K
NMZ icon
202
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$3.64K 0.08%
48,252
+22,420
+87% +$297K
HOG icon
203
Harley-Davidson
HOG
$2.67B
$3.62K 0.08%
+8,010
New +$517K
HAL icon
204
Halliburton
HAL
$26.2B
$3.59K 0.08%
12,267
+8,830
+257% +$430K
ESS icon
205
Essex Property Trust
ESS
$19B
$3.47K 0.07%
+2,013
New +$399K
PNC icon
206
PNC Financial Services
PNC
$100B
$3.47K 0.07%
6,757
+2,974
+79% +$258K
WLL
207
DELISTED
Whiting Petroleum Corporation
WLL
$3.47K 0.07%
+58
New +$885K
MYJ
208
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$3.44K 0.07%
41,800
+20,900
+100% +$311K
TSLA icon
209
Tesla
TSLA
$1.21T
$3.43K 0.07%
47,745
+39,825
+503% +$622K
TFC icon
210
Truist Financial
TFC
$64.4B
$3.39K 0.07%
9,743
+944
+11% +$35.5K
SO icon
211
Southern Company
SO
$110B
$3.38K 0.07%
12,622
+5,970
+90% +$282K
SARA
212
DELISTED
SARATOGA RESOURCES INC
SARA
$3.38K 0.07%
2,824,147
+1,467,986
+108% +$774K
FV icon
213
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$3.37K 0.07%
+15,536
New +$329K
AGN
214
DELISTED
Allergan Inc
AGN
$3.35K 0.07%
+2,510
New +$499K
REM icon
215
iShares Mortgage Real Estate ETF
REM
$551M
$3.34K 0.07%
12,235
+6,560
+116% +$322K
DFS
216
DELISTED
Discover Financial Services
DFS
$3.32K 0.07%
9,471
+4,702
+99% +$302K
CMI icon
217
Cummins
CMI
$88.9B
$3.29K 0.07%
2,902
+906
+45% +$128K
COST icon
218
Costco
COST
$430B
$3.29K 0.07%
+3,458
New +$470K
BOE icon
219
BlackRock Enhanced Global Dividend Trust
BOE
$664M
$3.29K 0.07%
23,817
+518
+2% +$7.1K
KMB icon
220
Kimberly-Clark
KMB
$37.7B
$3.28K 0.07%
4,813
+2,631
+121% +$292K
SAVE
221
DELISTED
Spirit Airlines, Inc.
SAVE
$3.27K 0.07%
+6,878
New +$492K
AGN
222
DELISTED
Allergan plc
AGN
$3.27K 0.07%
2,708
+935
+53% +$234K
CHL
223
DELISTED
China Mobile Limited
CHL
$3.26K 0.07%
10,251
+4,560
+80% +$273K
BFH icon
224
Bread Financial
BFH
$4.3B
$3.24K 0.07%
2,829
+1,280
+83% +$280K
MNKD icon
225
MannKind Corp
MNKD
$1.2B
$3.21K 0.07%
123,125
-763
-0.6% -$21.5K
7 8
9
10 11

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BCIM
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.