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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYZ icon
201
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$66M
$405K 0.11%
7,330
-4,830
-40% -$272K
RCAP
202
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$404K 0.11%
17,944
-31,492
-64% -$694K
IXN icon
203
iShares Global Tech ETF
IXN
$9.22B
$403K 0.1%
26,418
-28,806
-52% -$439K
WMT icon
204
Walmart Inc
WMT
$853B
$402K 0.1%
15,786
-16,455
-51% -$415K
UNH icon
205
UnitedHealth
UNH
$337B
$397K 0.1%
4,599
-3,485
-43% -$295K
EVX icon
206
VanEck Environmental Services ETF
EVX
$97.3M
$394K 0.1%
30,550
-30,550
-50% -$407K
PANW icon
207
Palo Alto Networks
PANW
$307B
$394K 0.1%
24,120
-18,480
-43% -$265K
HIG icon
208
Hartford Financial Services
HIG
$36.6B
$391K 0.1%
10,492
-10,305
-50% -$373K
D icon
209
Dominion Energy
D
$55.9B
$390K 0.1%
5,649
-6,258
-53% -$432K
IJK icon
210
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
$390K 0.1%
10,316
-9,004
-47% -$349K
MAS icon
211
Masco
MAS
$13.5B
$387K 0.1%
18,411
+573
+3% +$11.3K
CLM icon
212
Cornerstone Strategic Value Fund
CLM
$1.96B
$384K 0.1%
16,712
-15,189
-48% -$363K
ILCB icon
213
iShares Morningstar US Equity ETF
ILCB
$1.28B
$384K 0.1%
13,352
+2,020
+18% +$58.1K
WMB icon
214
Williams Companies
WMB
$86.7B
$384K 0.1%
6,931
-15,455
-69% -$888K
LINE
215
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$382K 0.1%
12,690
-13,031
-51% -$406K
ORCL icon
216
Oracle
ORCL
$433B
$381K 0.1%
9,952
-27,881
-74% -$1.13M
WPZ
217
DELISTED
Williams Partners L.P.
WPZ
$377K 0.1%
6,287
-6,477
-51% -$383K
SHY icon
218
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$375K 0.1%
4,439
-3,323
-43% -$281K
CP icon
219
Canadian Pacific Kansas City
CP
$77.1B
$374K 0.1%
9,010
-5,135
-36% -$201K
NUGT icon
220
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.13B
$373K 0.1%
398
-441
-53% -$725K
TRN icon
221
Trinity Industries
TRN
$2.26B
$371K 0.1%
11,023
+1,718
+18% +$56.9K
VBK icon
222
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$371K 0.1%
3,080
-1,562
-34% -$194K
OXLC
223
Oxford Lane Capital
OXLC
$899M
$368K 0.1%
4,796
-7,934
-62% -$656K
ADM icon
224
Archer Daniels Midland
ADM
$41B
$367K 0.1%
7,191
+2,656
+59% +$130K
ALL icon
225
Allstate
ALL
$64.4B
$365K 0.1%
5,953
-7,808
-57% -$469K
7 8
9
10 11

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.