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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMI
2176
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-2,000
Closed -$28.2K
YOKU
2177
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
– –
-1,300
Closed -$31K
LF
2178
DELISTED
LEAPFROG ENTERPRISES INC.
LF
– –
-523
Closed -$3.84K
RNF
2179
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-65
Closed -$1.1K
HNT
2180
DELISTED
HEALTH NET INC
HNT
– –
-40
Closed -$1.66K
CRBQ
2181
DELISTED
Alps Etf Tr Global Commodity Equity ETF (DE)
CRBQ
– –
-119
Closed -$5.51K
PRE
2182
DELISTED
PARTNERRE LTD
PRE
– –
-602
Closed -$65.7K
RJET
2183
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
– –
-20
Closed -$216
GMCR
2184
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-201
Closed -$25K
SLH
2185
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
– –
-85
Closed -$5.71K
DMND
2186
DELISTED
DIAMOND FOODS, INC.
DMND
– –
-100
Closed -$2.82K
SIRO
2187
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-1,065
Closed -$87.8K
ALU
2188
DELISTED
Alcatel-Lucent
ALU
– –
-158,526
Closed -$282K
TSYS
2189
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
– –
-880
Closed -$2.9K
PCL
2190
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-8,958
Closed -$168K
CTCT
2191
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-500
Closed -$16.1K
POZN
2192
DELISTED
POZEN INC
POZN
– –
-3,361
Closed -$28K
BRCM
2193
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-1,593
Closed -$59.1K
SYA
2194
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
– –
-18
Closed -$417
PCP
2195
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-370
Closed -$93.4K
NES
2196
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-870
Closed -$17.5K
GTU
2197
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
– –
-750
Closed -$35.6K
BDBD
2198
DELISTED
BOULDER BRANDS INC
BDBD
– –
-500
Closed -$7.09K
TC
2199
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-2,400
Closed -$7.1K
GDP
2200
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-2,555
Closed -$70.5K
86 87
88
89 90

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.