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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
2151
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
– –
-408
Closed -$10.3K
IELG
2152
DELISTED
ISHARES ENHANCED U.S. LARGE CAP ETF
IELG
– –
-380
Closed -$11.6K
FUR
2153
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-409
Closed -$6.29K
FNFG
2154
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-2,400
Closed -$21K
NKA
2155
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
– –
-1,785
Closed -$27.5K
TAL
2156
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-307
Closed -$13.6K
HTS
2157
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-145
Closed -$2.87K
RSE
2158
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-52
Closed -$890
GM.WS.A
2159
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-558
Closed -$14.8K
TE
2160
DELISTED
TECO ENERGY INC
TE
– –
-1,933
Closed -$35.7K
NTI
2161
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-7,193
Closed -$192K
CVC
2162
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-840
Closed -$14.8K
BBEP
2163
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-1,245
Closed -$27.5K
ARG
2164
DELISTED
Airgas Inc
ARG
– –
-38
Closed -$4.14K
SZYM
2165
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-224
Closed -$2.63K
BCS.PRC
2166
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-1,073
Closed -$27.7K
JTP
2167
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-8,712
Closed -$74.1K
REDF
2168
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
– –
-2,200
Closed -$6.67K
ADT
2169
DELISTED
ADT Corp
ADT
– –
-445
Closed -$15.5K
NJ
2170
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
– –
-355
Closed -$5.46K
MHFI
2171
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-20
Closed -$1.66K
SUNE
2172
DELISTED
SUNEDISON, INC COM
SUNE
– –
-2,930
Closed -$66.2K
JAH
2173
DELISTED
JARDEN CORPORATION
JAH
– –
-4,694
Closed -$186K
CNL
2174
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-238
Closed -$14K
BLT
2175
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
– –
-518
Closed -$7.31K
85 86
87
88 89

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.