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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KATE
2101
DELISTED
Kate Spade & Company
KATE
– –
-400
Closed -$15.3K
BHI
2102
DELISTED
Baker Hughes
BHI
– –
-447
Closed -$33.3K
OKS
2103
DELISTED
Oneok Partners LP
OKS
– –
-919
Closed -$53.9K
CST
2104
DELISTED
CST Brands, Inc.
CST
– –
-974
Closed -$33.6K
LUX
2105
DELISTED
Luxottica Group
LUX
– –
-102
Closed -$5.92K
CIE
2106
DELISTED
Cobalt International Energy, Inc
CIE
– –
-7
Closed -$1.83K
VAL
2107
DELISTED
Valspar
VAL
– –
-70
Closed -$5.33K
JNS
2108
DELISTED
Janus Capital Group Inc
JNS
– –
-2,457
Closed -$30.7K
SALE
2109
DELISTED
RetailMeNot, Inc. Series 1
SALE
– –
-700
Closed -$18.6K
SBY
2110
DELISTED
Silver Bay Realty Trust Corp.
SBY
– –
-1,415
Closed -$23.1K
SWC
2111
DELISTED
Stillwater Mining Co
SWC
– –
-2,300
Closed -$40.4K
CHMT
2112
DELISTED
Chemtura Corporation
CHMT
– –
-16
Closed -$407
BEAV
2113
DELISTED
B/E Aerospace Inc
BEAV
– –
-279
Closed -$18.7K
MENT
2114
DELISTED
Mentor Graphics Corp
MENT
– –
-216
Closed -$4.66K
ENH
2115
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-223
Closed -$11.5K
GK
2116
DELISTED
G&K Services Inc
GK
– –
-80
Closed -$4.17K
ROSG
2117
DELISTED
Rosetta Genomics Ltd.
ROSG
– –
-42,736
Closed -$1.11M
LLTC
2118
DELISTED
Linear Technology Corp
LLTC
– –
-1,343
Closed -$63.2K
HAR
2119
DELISTED
Harman International Industries
HAR
– –
-1,220
Closed -$131K
ACAT
2120
DELISTED
Arctic Cat Inc
ACAT
– –
-199
Closed -$7.83K
WGBS
2121
DELISTED
WaferGen Bio-systems, Inc.
WGBS
$0 ﹤0.01%
+10,500
New +$234K
EQY
2122
DELISTED
Equity One
EQY
– –
-504
Closed -$11.9K
CLC
2123
DELISTED
Clarcor
CLC
– –
-979
Closed -$60.6K
SE
2124
DELISTED
Spectra Energy Corp Wi
SE
– –
-2,648
Closed -$112K
ELNK
2125
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-1,032
Closed -$3.84K
83 84
85
86 87

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.