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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$406M
Cap. Flow
-$96.8M
Cap. Flow %
-23.6%
Top 10 Hldgs %
16.63%
Holding
3,897
New
32
Increased
193
Reduced
331
Closed
3,298

Top Buys

Rank Stock Value
1
SPYB
SPDR S&P 500 Buyback ETF
SPYB
+$1.19M
2
META icon
Meta Platforms (Facebook)
META
+$1.15M
3
DBO icon
Invesco DB Oil Fund
DBO
+$1.1M
4
AGZ icon
iShares Agency Bond ETF
AGZ
+$892K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$888K

Top Sells

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$7.17M
2
AMZN icon
Amazon
AMZN
+$3.2M
3
BABA icon
Alibaba
BABA
+$3.15M
4
MSFT icon
Microsoft
MSFT
+$2.77M
5
GE icon
GE Aerospace
GE
+$2.7M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Technology 8.32%
3 Financials 7.38%
4 Energy 6.9%
5 Communication Services 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMJ
2026
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-2,350
Closed -$108
CAMP
2027
DELISTED
CalAmp Corp.
CAMP
– –
-9
Closed -$4
CEM
2028
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-1,000
Closed -$138
NS
2029
DELISTED
NuStar Energy L.P.
NS
– –
-504
Closed -$29
AEL
2030
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-349
Closed -$10
MDC
2031
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-11
Closed –
HTY
2032
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-15,264
Closed -$1.38K
MFV
2033
DELISTED
MFS SPECIAL VALUE TRUST
MFV
– –
-5,320
Closed -$39
MTBL
2034
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-933
Closed -$4
SPLK
2035
DELISTED
Splunk Inc
SPLK
– –
-87
Closed -$5
BKCC
2036
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-3,496
Closed -$29
TGH
2037
DELISTED
Textainer Group Holdings limited
TGH
– –
-800
Closed -$27
IMGN
2038
DELISTED
Immunogen Inc
IMGN
– –
-1,014
Closed -$6
SRC
2039
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-2,112
Closed -$113
SFE
2040
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-25
Closed –
CHS
2041
CALL
DELISTED
Chicos FAS, Inc.
CHS
– –
-1,600
Closed -$1
CHS
2042
DELISTED
Chicos FAS, Inc.
CHS
– –
-3,350
Closed -$54
RPT
2043
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-509
Closed -$10
AAIC
2044
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-800
Closed -$21
SGEN
2045
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-226
Closed -$7
NM
2046
DELISTED
Navios Maritime Holdings Inc.
NM
– –
-257
Closed -$11
HEP
2047
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-3,155
Closed -$94
VRTV
2048
DELISTED
VERITIV CORPORATION
VRTV
– –
-61
Closed -$3
PACW
2049
DELISTED
PacWest Bancorp
PACW
– –
-255
Closed -$12
HT
2050
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-625
Closed -$18
80 81
82
83 84

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Advisors held 3,897 positions worth $410M, up 8,666% from $4.68M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors withdrew a net $96.8M in Q1 2015, closing 3,298 positions and reducing 331 holdings. Its most notable exit was Target, an estimated $7.46K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, up from 6.4% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in SPDR S&P 500 Buyback ETF worth $1.19M.

  • B. Riley Wealth Advisors's largest Q1 2015 buy was SPDR S&P 500 Buyback ETF: 23,200 shares worth $1.19M.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q1 2015, an estimated $1.15M increase.
  • B. Riley Wealth Advisors's biggest Q1 2015 reduction was Chipotle Mexican Grill, cutting an estimated $7.17M.
  • B. Riley Wealth Advisors fully exited Target in Q1 2015, selling an estimated $7.46K.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $410M portfolio in Q1 2015.
  • B. Riley Wealth Advisors opened 32 new positions and closed 3,298 in Q1 2015.
  • B. Riley Wealth Advisors's portfolio value rose 8,666% quarter-over-quarter to $410M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.