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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KERX
2026
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
-1,500
Closed -$23.1K
OCLR
2027
DELISTED
Oclaro Inc.
OCLR
– –
-72
Closed -$158
FCE.A
2028
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-314
Closed -$6.24K
ARII
2029
DELISTED
American Railcar Industries, Inc.
ARII
– –
-704
Closed -$47.7K
SODA
2030
DELISTED
SodaStream International Ltd
SODA
– –
-900
Closed -$30.2K
LHO
2031
DELISTED
LaSalle Hotel Properties
LHO
– –
-8
Closed -$277
AFSI
2032
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-406
Closed -$8.47K
AET
2033
DELISTED
Aetna Inc
AET
– –
-704
Closed -$57.1K
COL
2034
DELISTED
Rockwell Collins
COL
– –
-340
Closed -$26.5K
KS
2035
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-4,374
Closed -$145K
SNMX
2036
DELISTED
Senomyx, Inc.
SNMX
– –
-795
Closed -$6.88K
PX
2037
DELISTED
Praxair Inc
PX
– –
-4,327
Closed -$575K
BAC.WS.B
2038
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
– –
-1,000
Closed -$750
SHLD
2039
DELISTED
Sears Holding Corporation
SHLD
– –
-541
Closed -$20.1K
SVU
2040
DELISTED
SUPERVALU Inc.
SVU
– –
-300
Closed -$17.3K
ETP
2041
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-169
Closed -$7.97K
GPT
2042
DELISTED
Gramercy Property Trust
GPT
– –
-483
Closed -$8.77K
SYNT
2043
DELISTED
Syntel Inc
SYNT
– –
-10
Closed -$451
MSP
2044
DELISTED
Madison Strategic Sector
MSP
– –
-183
Closed -$2.34K
PHH
2045
DELISTED
PHH Corporation
PHH
– –
-25
Closed -$572
ANDV
2046
DELISTED
Andeavor
ANDV
– –
-200
Closed -$11.7K
AAV
2047
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-242
Closed -$1.63K
EDR
2048
DELISTED
Education Realty Trust Inc
EDR
– –
-233
Closed -$7.5K
HGT
2049
DELISTED
Hugoton Royalty Trust
HGT
– –
-600
Closed -$6.59K
PAY
2050
DELISTED
Verifone Systems Inc
PAY
– –
-1,392
Closed -$51.2K
80 81
82
83 84

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.