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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARRS
2001
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-3,798
Closed -$124K
ACET
2002
DELISTED
Aceto Corp
ACET
– –
-5,859
Closed -$106K
TFCFA
2003
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-1,652
Closed -$58.1K
AUSE
2004
DELISTED
WisdomTree Australia Dividend Fund
AUSE
– –
-30
Closed -$1.85K
SGYP
2005
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-700
Closed -$2.85K
SPA
2006
DELISTED
Sparton
SPA
– –
-4,542
Closed -$126K
HGI
2007
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
– –
-100
Closed -$1.99K
PUW
2008
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
– –
-3,450
Closed -$117K
WREI
2009
DELISTED
Invesco Wilshire US REIT ETF
WREI
– –
-840
Closed -$34.7K
NFX
2010
DELISTED
Newfield Exploration
NFX
– –
-400
Closed -$17.7K
P
2011
DELISTED
Pandora Media Inc
P
– –
-267
Closed -$7.88K
ESND
2012
DELISTED
Essendant Inc.
ESND
– –
-96
Closed -$3.98K
VXZ
2013
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-38
Closed -$1.93K
CVRR
2014
DELISTED
CVR Refining, LP
CVRR
– –
-500
Closed -$12.5K
ENLK
2015
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-300
Closed -$9.43K
IMPV
2016
DELISTED
Imperva, Inc.
IMPV
– –
-100
Closed -$2.62K
SCG
2017
DELISTED
Scana
SCG
– –
-2,613
Closed -$141K
GOV
2018
DELISTED
Government Properties Income Trust
GOV
– –
-4,135
Closed -$105K
RBS.PRS.CL
2019
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
– –
-1,067
Closed -$26.2K
BSCI
2020
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-350
Closed -$7.45K
ECYT
2021
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-1,500
Closed -$9.88K
EEP
2022
DELISTED
Enbridge Energy Partners
EEP
– –
-3,888
Closed -$144K
SEP
2023
DELISTED
Spectra Engy Parters Lp
SEP
– –
-1,318
Closed -$70.3K
BCS.PRD.CL
2024
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– –
-4,447
Closed -$115K
NYH
2025
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
– –
-3,335
Closed -$40.6K
79 80
81
82 83

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.