We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$426M
AUM Growth
+$95M
Cap. Flow
+$365M
Cap. Flow %
85.73%
Top 10 Hldgs %
13%
Holding
2,485
New
1,722
Increased
484
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$13M
2
MNKD icon
MannKind Corp
MNKD
+$7.06M
3
META icon
Meta Platforms (Facebook)
META
+$5.25M
4
CVX icon
Chevron
CVX
+$4.95M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.77M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.94M
2
SSO icon
ProShares Ultra S&P500
SSO
+$1.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.26M
4
RMBS icon
Rambus
RMBS
+$1.22M
5
UWM icon
ProShares Ultra Russell2000
UWM
+$913K

Sector Composition

Rank Sector Weight
1 Miscellaneous 35%
2 Technology 9.88%
3 Energy 9.43%
4 Financials 9.07%
5 Healthcare 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRBQ
2001
DELISTED
Alps Etf Tr Global Commodity Equity ETF (DE)
CRBQ
$5.51K ﹤0.01%
+119
New +$5.36K
SLG icon
2002
SL Green Realty
SLG
$3.67B
$5.47K ﹤0.01%
+52
New +$5.38K
NJ
2003
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$5.46K ﹤0.01%
+355
New +$5.17K
FMBI
2004
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$5.45K ﹤0.01%
+320
New +$5.29K
JGG
2005
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$5.42K ﹤0.01%
+425
New +$5.2K
PICK icon
2006
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.46B
$5.42K ﹤0.01%
+135
New +$5.36K
MATX icon
2007
Matsons
MATX
$7.05B
$5.37K ﹤0.01%
+200
New +$4.87K
UNTY icon
2008
Unity Bancorp
UNTY
$595M
$5.36K ﹤0.01%
+636
New +$4.95K
FUD
2009
DELISTED
E-TRACS UBS Bloomberg CMCI Food ETN
FUD
$5.36K ﹤0.01%
+200
New +$5.42K
ICN
2010
DELISTED
WisdomTree Indian Rupee Strategy Fund
ICN
$5.35K ﹤0.01%
+250
New +$5.32K
IMGN
2011
DELISTED
Immunogen Inc
IMGN
$5.33K ﹤0.01%
+450
New +$5.65K
FVL
2012
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$5.33K ﹤0.01%
+261
New +$5.1K
VAL
2013
DELISTED
Valspar
VAL
$5.33K ﹤0.01%
+70
New +$5.18K
SCHH icon
2014
Schwab US REIT ETF
SCHH
$10.9B
$5.31K ﹤0.01%
+300
New +$5.2K
MAGN
2015
Magnera Corp
MAGN
$414M
$5.31K ﹤0.01%
+15
New +$5.11K
SFR
2016
DELISTED
Starwood Waypoint Homes
SFR
$5.29K ﹤0.01%
+202
New +$5.5K
BDCS
2017
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$5.29K ﹤0.01%
+200
New +$5.05K
ASA
2018
ASA Gold and Precious Metals
ASA
$1.05B
$5.27K ﹤0.01%
+360
New +$4.92K
GTIV
2019
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$5.27K ﹤0.01%
+350
New +$3.95K
FWLT
2020
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$5.25K ﹤0.01%
+154
New +$5.21K
KTCC icon
2021
Key Tronic
KTCC
$25.6M
$5.24K ﹤0.01%
+500
New +$5.26K
DUC
2022
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$5.24K ﹤0.01%
+500
New +$5.24K
VAR
2023
DELISTED
Varian Medical Systems, Inc.
VAR
$5.24K ﹤0.01%
+72
New +$5.17K
KMI.WS
2024
DELISTED
Kinder Morgan Inc
KMI.WS
$5.24K ﹤0.01%
+1,883
New +$4.18K
FTA icon
2025
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$5.22K ﹤0.01%
+120
New +$5.06K
79 80
81
82 83

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Advisors held 2,485 positions worth $426M, up 29% from $331M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $365M of net new capital in Q2 2014, opening 1,722 new positions and adding to 484 existing holdings. Its largest new stake was MannKind Corp: 175,988 shares worth $4.83M.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, down from 41% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $7.94M trimmed.

  • B. Riley Wealth Advisors's largest Q2 2014 buy was MannKind Corp: 175,988 shares worth $4.83M.
  • B. Riley Wealth Advisors added most to Apple in Q2 2014, an estimated $13M increase.
  • B. Riley Wealth Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $7.94M.
  • B. Riley Wealth Advisors fully exited Affymetrix Inc in Q2 2014, selling an estimated $471K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $426M portfolio in Q2 2014.
  • B. Riley Wealth Advisors opened 1,722 new positions and closed 34 in Q2 2014.
  • B. Riley Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $426M.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.