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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTWS
1976
DELISTED
Connecticut Water Service Inc
CTWS
– –
-400
Closed -$13.5K
BID
1977
DELISTED
Sotheby's
BID
– –
-400
Closed -$16.8K
PNTR
1978
DELISTED
Pointer Telocation Ltd.
PNTR
– –
-10,476
Closed -$95.4K
OAK
1979
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-1,250
Closed -$62.5K
DFRG
1980
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-600
Closed -$16.5K
CRAY
1981
DELISTED
Cray, Inc.
CRAY
– –
-510
Closed -$13.6K
CHSP
1982
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-203
Closed -$6.14K
WAGE
1983
DELISTED
WageWorks, Inc.
WAGE
– –
-2,541
Closed -$123K
APU
1984
DELISTED
AmeriGas Partners, L.P.
APU
– –
-377
Closed -$17.1K
PES
1985
DELISTED
Pioneer Energy Services Corp.
PES
– –
-28
Closed -$495
BKS
1986
DELISTED
Barnes & Noble
BKS
– –
-763
Closed -$11.4K
UPL
1987
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-2,072
Closed -$61.5K
GM.WS.B
1988
DELISTED
General Motors Company
GM.WS.B
– –
-558
Closed -$10.4K
TI.A
1989
DELISTED
Telecom Italia 10 Svg
TI.A
– –
-289
Closed -$3.65K
HF
1990
DELISTED
HFF Inc.
HF
– –
-2,546
Closed -$94.7K
LLL
1991
DELISTED
L3 Technologies, Inc.
LLL
– –
-136
Closed -$16.4K
BMS
1992
DELISTED
Bemis
BMS
– –
-400
Closed -$16.3K
EMES
1993
DELISTED
Emerge Energy Services LP
EMES
– –
-10
Closed -$1.06K
MXWL
1994
DELISTED
Maxwell Technologies Inc
MXWL
– –
-275
Closed -$4.17K
BRS
1995
DELISTED
Bristow Group, Inc.
BRS
– –
-220
Closed -$17.7K
HZNP
1996
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-2,475
Closed -$39.2K
USG
1997
DELISTED
Usg
USG
– –
-2,400
Closed -$72.3K
CBK
1998
DELISTED
Christopher & Banks Corporation
CBK
– –
-1,178
Closed -$10.3K
WMW
1999
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
– –
-1,000
Closed -$20.8K
APF
2000
DELISTED
Morgan Stanley Asia Pacific Fund
APF
– –
-500
Closed -$8.36K
78 79
80
81 82

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.