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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSG icon
176
Republic Services
RSG
$64.8B
$4.35M 0.12%
30,409
+483
+2% +$71.7K
PFF icon
177
iShares Preferred and Income Securities ETF
PFF
$13.3B
$4.31M 0.12%
142,893
+39,685
+38% +$1.21M
CIBR icon
178
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.4B
$4.3M 0.12%
94,717
-12,205
-11% -$559K
FNX icon
179
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$4.29M 0.12%
46,568
-46,203
-50% -$4.46M
SCHD icon
180
Schwab US Dividend Equity ETF
SCHD
$103B
$4.24M 0.11%
179,580
+14,364
+9% +$352K
ASML icon
181
ASML
ASML
$626B
$4.23M 0.11%
7,191
-2,882
-29% -$1.91M
SHV icon
182
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$4.22M 0.11%
38,199
-4,953
-11% -$546K
MOAT icon
183
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$4.17M 0.11%
55,045
-5,242
-9% -$417K
ROK icon
184
Rockwell Automation
ROK
$53.4B
$4.17M 0.11%
14,595
-199
-1% -$61.5K
XSOE icon
185
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$4.04M 0.11%
151,337
-147,651
-49% -$4.15M
LQD icon
186
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$4.03M 0.11%
39,537
+23,080
+140% +$2.43M
CSX icon
187
CSX Corp
CSX
$93.4B
$3.99M 0.11%
129,869
-337,124
-72% -$10.7M
NOC icon
188
Northrop Grumman
NOC
$77.1B
$3.99M 0.11%
9,068
-152
-2% -$66.7K
MPLX icon
189
MPLX
MPLX
$59.3B
$3.96M 0.11%
111,419
-2,826
-2% -$98.6K
MMM icon
190
3M
MMM
$90.9B
$3.95M 0.11%
50,433
-1,780
-3% -$153K
MO icon
191
Altria Group
MO
$114B
$3.95M 0.11%
91,794
-11,466
-11% -$507K
AZO icon
192
AutoZone
AZO
$49.2B
$3.93M 0.11%
1,548
-12,658
-89% -$31.8M
TIP icon
193
iShares TIPS Bond ETF
TIP
$14.5B
$3.9M 0.11%
37,630
+10,627
+39% +$1.12M
LIN icon
194
Linde
LIN
$221B
$3.89M 0.11%
10,437
+1,989
+24% +$757K
EMD
195
Western Asset Emerging Markets Debt Fund
EMD
$609M
$3.87M 0.1%
461,185
-76,998
-14% -$679K
IEI icon
196
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$3.85M 0.1%
34,044
-1,512
-4% -$173K
FIXD icon
197
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$3.83M 0.1%
91,153
+31,999
+54% +$1.39M
HBAN icon
198
Huntington Bancshares
HBAN
$34.4B
$3.83M 0.1%
362,470
+8,870
+3% +$99.5K
ROP icon
199
Roper Technologies
ROP
$38.8B
$3.79M 0.1%
7,817
+332
+4% +$163K
IWB icon
200
iShares Russell 1000 ETF
IWB
$48.2B
$3.76M 0.1%
15,927
+871
+6% +$213K
6 7
8
9 10

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.