We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
176
PIMCO Income Strategy Fund II
PFN
$698M
$4.03M 0.13%
397,328
+5,828
+1% +$63.2K
STEW
177
SRH Total Return Fund
STEW
$1.79B
$3.97M 0.13%
293,302
+55
+0% +$751
FVD icon
178
First Trust Value Line Dividend Fund
FVD
$8.32B
$3.96M 0.13%
101,141
+8,796
+10% +$357K
MINT icon
179
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$3.94M 0.13%
38,606
+2,902
+8% +$296K
FDN icon
180
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$3.92M 0.12%
16,625
-1,321
-7% -$323K
HYG icon
181
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$3.91M 0.12%
44,728
-1,571
-3% -$138K
AGG icon
182
iShares Core US Aggregate Bond ETF
AGG
$137B
$3.9M 0.12%
33,958
-26,352
-44% -$3.05M
ADM icon
183
Archer Daniels Midland
ADM
$38.2B
$3.86M 0.12%
64,250
+24,748
+63% +$1.48M
KMI icon
184
Kinder Morgan
KMI
$71.7B
$3.83M 0.12%
228,711
-1,266
-0.6% -$21.5K
SDS icon
185
ProShares UltraShort S&P500
SDS
$415M
$3.81M 0.12%
+17,205
New +$3.65M
ENB icon
186
Enbridge
ENB
$119B
$3.81M 0.12%
95,584
+164
+0.2% +$6.47K
LQD icon
187
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$3.79M 0.12%
28,520
-5,075
-15% -$686K
DOCU
188
DocuSign
DOCU
$10.5B
$3.77M 0.12%
14,626
+534
+4% +$154K
COP icon
189
ConocoPhillips
COP
$147B
$3.74M 0.12%
56,156
+1,108
+2% +$63.9K
CAT icon
190
Caterpillar
CAT
$375B
$3.72M 0.12%
19,350
-157
-0.8% -$32.7K
ASML icon
191
ASML
ASML
$626B
$3.69M 0.12%
5,245
-42
-0.8% -$33K
NOW icon
192
ServiceNow
NOW
$115B
$3.69M 0.12%
29,655
+2,180
+8% +$264K
IJS icon
193
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$3.66M 0.12%
35,780
-47,756
-57% -$4.82M
BLK icon
194
Blackrock
BLK
$169B
$3.65M 0.12%
4,338
+473
+12% +$424K
XLY icon
195
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$3.64M 0.12%
40,578
+4,566
+13% +$415K
STZ icon
196
Constellation Brands
STZ
$22.2B
$3.64M 0.12%
17,273
-2,951
-15% -$644K
SDY icon
197
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$3.61M 0.11%
30,723
+1,525
+5% +$187K
SONY icon
198
Sony
SONY
$137B
$3.6M 0.11%
162,670
-5,030
-3% -$105K
FBT icon
199
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$3.59M 0.11%
21,591
-81
-0.4% -$13.8K
LOW icon
200
Lowe's Companies
LOW
$117B
$3.59M 0.11%
17,694
-1,714
-9% -$342K
6 7
8
9 10

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.