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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMO
176
DELISTED
Capstead Mortgage Corp.
CMO
$463K 0.12%
37,843
-45,515
-55% -$594K
XLB icon
177
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
$459K 0.12%
18,502
+12,014
+185% +$300K
MU icon
178
Micron Technology
MU
$1.05T
$458K 0.12%
12,475
-9,589
-43% -$311K
PJP icon
179
Invesco Pharmaceuticals ETF
PJP
$545M
$454K 0.12%
7,130
-5,526
-44% -$341K
XLFS
180
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$452K 0.12%
12,080
-9,980
-45% -$373K
AWK icon
181
American Water Works
AWK
$27.4B
$446K 0.12%
9,245
-8,865
-49% -$433K
VO icon
182
Vanguard Morningstar Mid-Cap ETF
VO
$104B
$443K 0.12%
15,096
+144
+1% +$4.27K
LLEX
183
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$442K 0.12%
196,500
-198,900
-50% -$341K
KMI icon
184
Kinder Morgan
KMI
$68.4B
$434K 0.11%
11,311
+8,790
+349% +$334K
MITT
185
TPG Mortgage Investment Trust
MITT
$201M
$433K 0.11%
8,115
-8,246
-50% -$469K
ED icon
186
Consolidated Edison
ED
$39B
$432K 0.11%
6,651
-8,330
-56% -$473K
AGN
187
DELISTED
Allergan plc
AGN
$428K 0.11%
1,773
-1,009
-36% -$226K
NKE icon
188
Nike
NKE
$53.1B
$425K 0.11%
9,522
-16,402
-63% -$651K
QID icon
189
ProShares UltraShort QQQ
QID
$240M
$425K 0.11%
120
+115
+2,300% +$425K
NCZ
190
Virtus Convertible & Income Fund II
NCZ
$278M
$424K 0.11%
11,609
-13,255
-53% -$505K
EIX icon
191
Edison International
EIX
$21.1B
$421K 0.11%
7,532
-5,132
-41% -$293K
EMR icon
192
Emerson Electric
EMR
$81.3B
$419K 0.11%
6,698
-7,179
-52% -$466K
PKW icon
193
Invesco BuyBack Achievers ETF
PKW
$1.75B
$419K 0.11%
9,372
-13,474
-59% -$609K
DAL icon
194
Delta Air Lines
DAL
$51.2B
$417K 0.11%
11,535
-14,316
-55% -$547K
XLI icon
195
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$415K 0.11%
7,809
-7,821
-50% -$420K
EXG icon
196
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$414K 0.11%
41,320
-72,726
-64% -$748K
QCOM icon
197
Qualcomm
QCOM
$197B
$413K 0.11%
5,525
-16,727
-75% -$1.28M
GLW icon
198
Corning
GLW
$124B
$411K 0.11%
21,265
-34,856
-62% -$727K
RSPS icon
199
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$238M
$408K 0.11%
20,950
-4,640
-18% -$90K
STT icon
200
State Street
STT
$50.2B
$408K 0.11%
5,552
-3,360
-38% -$239K
6 7
8
9 10

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.