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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
176
Edison International
EIX
$30.7B
$434K 0.13%
7,666
– –
ISCV icon
177
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
$431K 0.13%
10,470
+2,340
+29% +$93.8K
VHC icon
178
VirnetX Holding Corp
VHC
$54.4M
$425K 0.13%
1,500
+20
+1% +$6.97K
JNK icon
179
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$424K 0.13%
3,421
-193
-5% -$23.7K
GMED icon
180
Globus Medical
GMED
$10.9B
$420K 0.13%
15,781
+7,147
+83% +$170K
AEP icon
181
American Electric Power
AEP
$72.4B
$416K 0.13%
8,209
+633
+8% +$30.8K
BTU
182
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$415K 0.13%
1,694
+278
+20% +$70.5K
AWK icon
183
American Water Works
AWK
$27B
$413K 0.12%
9,095
+4,445
+96% +$192K
MU icon
184
Micron Technology
MU
$927B
$412K 0.12%
17,426
+1,677
+11% +$39.8K
WMT icon
185
Walmart Inc
WMT
$900B
$411K 0.12%
16,119
+915
+6% +$23K
SCHG icon
186
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$410K 0.12%
71,264
-280
-0.4% -$1.59K
BHC icon
187
Bausch Health
BHC
$1.69B
$405K 0.12%
+3,073
New +$420K
GLW icon
188
Corning
GLW
$108B
$405K 0.12%
19,451
-6,762
-26% -$127K
ICF icon
189
iShares Select U.S. REIT ETF
ICF
$2.13B
$404K 0.12%
9,834
+2,196
+29% +$87.4K
MDY icon
190
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$404K 0.12%
1,610
-232
-13% -$56.9K
NLY icon
191
Annaly Capital Management
NLY
$17.4B
$403K 0.12%
9,191
-5,404
-37% -$234K
GSK icon
192
GSK
GSK
$108B
$401K 0.12%
6,007
+934
+18% +$63.1K
EPB
193
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$401K 0.12%
13,180
+225
+2% +$7.14K
OCSL icon
194
Oaktree Specialty Lending
OCSL
$1.06B
$400K 0.12%
14,104
-4,695
-25% -$134K
EVX icon
195
VanEck Environmental Services ETF
EVX
$100M
$399K 0.12%
30,300
+500
+2% +$6.4K
CLM icon
196
Cornerstone Strategic Value Fund
CLM
$2.2B
$397K 0.12%
15,569
– –
HERO
197
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$396K 0.12%
86,290
+76,490
+781% +$384K
IBB icon
198
iShares Biotechnology ETF
IBB
$9.55B
$394K 0.12%
4,995
+840
+20% +$70K
STX icon
199
Seagate
STX
$169B
$394K 0.12%
7,016
+3,965
+130% +$212K
VIG icon
200
Vanguard Dividend Appreciation ETF
VIG
$113B
$394K 0.12%
5,238
+79
+2% +$5.83K
6 7
8
9 10

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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.