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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
1951
TC Energy
TRP
$70.9B
$7 ﹤0.01%
+150
New +$7.27K
TUR icon
1952
iShares MSCI Turkey ETF
TUR
$198M
$7 ﹤0.01%
+141
New +$7.48K
UMBF icon
1953
UMB Financial
UMBF
$11.1B
$7 ﹤0.01%
+130
New +$7.32K
XPO icon
1954
XPO
XPO
$23.4B
$7 ﹤0.01%
+463
New +$6.11K
SGEN
1955
DELISTED
Seagen Inc. Common Stock
SGEN
$7 ﹤0.01%
+226
New +$7.88K
AIMC
1956
DELISTED
Altra Industrial Motion Corp
AIMC
$7 ﹤0.01%
+258
New +$7.63K
FMBI
1957
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$7 ﹤0.01%
+385
New +$6.39K
SYKE
1958
DELISTED
SYKES Enterprises Inc
SYKE
$7 ﹤0.01%
+312
New +$6.97K
GLUU
1959
DELISTED
Glu Mobile Inc.
GLUU
$7 ﹤0.01%
+1,800
New +$7.33K
PEGI
1960
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$7 ﹤0.01%
+304
New +$8.21K
DFRG
1961
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$7 ﹤0.01%
+300
New +$6.67K
GM.WS.B
1962
DELISTED
General Motors Company
GM.WS.B
$7 ﹤0.01%
+411
New +$5.94K
CBK
1963
DELISTED
Christopher & Banks Corporation
CBK
$7 ﹤0.01%
+1,178
New +$7.51K
APF
1964
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$7 ﹤0.01%
+500
New +$7.96K
NFX
1965
DELISTED
Newfield Exploration
NFX
$7 ﹤0.01%
+272
New +$8.08K
FCE.A
1966
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$7 ﹤0.01%
+314
New +$6.53K
ALOG
1967
DELISTED
Analogic Corp
ALOG
$7 ﹤0.01%
+77
New +$5.78K
EVEP
1968
DELISTED
EV Energy Partners, L.P.
EVEP
$7 ﹤0.01%
+381
New +$10.9K
CPN
1969
DELISTED
Calpine Corporation
CPN
$7 ﹤0.01%
+300
New +$6.66K
TKF
1970
DELISTED
Turkish Inv Fund
TKF
$7 ﹤0.01%
+600
New +$6.61K
DRYS
1971
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
RVBD
1972
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$7 ﹤0.01%
+327
New +$6.28K
PL
1973
DELISTED
PROTECTIVE LIFE CORP
PL
$7 ﹤0.01%
+100
New +$6.96K
AVNR
1974
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$7 ﹤0.01%
+400
New +$5.63K
KNL
1975
DELISTED
Knoll, Inc.
KNL
$7 ﹤0.01%
+344
New +$6.57K
77 78
79
80 81

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BCIM
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PCP
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.