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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTS
1951
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-216
Closed -$680
FRN
1952
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-75
Closed -$1.29K
PKD
1953
DELISTED
Parker Drilling Company
PKD
– –
-133
Closed -$13K
GNMX
1954
DELISTED
Aevi Genomic Medicine Inc
GNMX
– –
-2,000
Closed -$15.5K
LPT
1955
DELISTED
Liberty Property Trust
LPT
– –
-377
Closed -$14.3K
CPL
1956
DELISTED
CPFL Energia S.A.
CPL
– –
-20
Closed -$341
WCG
1957
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-103
Closed -$7.68K
MDR
1958
DELISTED
McDermott International
MDR
– –
-733
Closed -$17.8K
TOO
1959
DELISTED
Teekay Offshore Partners L.P.
TOO
– –
-927
Closed -$33.5K
FGP
1960
DELISTED
Ferrellgas Partners, L.P.
FGP
– –
-420
Closed -$11.5K
AVP
1961
DELISTED
Avon Products, Inc.
AVP
– –
-3,694
Closed -$54K
GWR
1962
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-380
Closed -$39.9K
CRZO
1963
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-2,333
Closed -$162K
CRR
1964
DELISTED
Carbo Ceramics Inc.
CRR
– –
-100
Closed -$15.4K
ARTX
1965
DELISTED
Arotech Corporation
ARTX
– –
-28
Closed -$125
STI
1966
DELISTED
SunTrust Banks, Inc.
STI
– –
-4,560
Closed -$183K
VIAB
1967
DELISTED
Viacom Inc. Class B
VIAB
– –
-1,207
Closed -$105K
ORIT
1968
DELISTED
Oritani Financial Corp. New
ORIT
– –
-1,741
Closed -$26.8K
OLBK
1969
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-6,081
Closed -$95.8K
ZF
1970
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-2,305
Closed -$36.1K
NTC
1971
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-3,064
Closed -$38.7K
DF
1972
DELISTED
Dean Foods Company
DF
– –
-3,607
Closed -$63.4K
DEST
1973
DELISTED
Destination Maternity Corporation
DEST
– –
-10
Closed -$238
MDSO
1974
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-470
Closed -$20.1K
ISCA
1975
DELISTED
International Speedway Corp
ISCA
– –
-480
Closed -$16K
77 78
79
80 81

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.