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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSLT
1876
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-50
Closed -$760
FMBI
1877
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-320
Closed -$5.45K
XLNX
1878
DELISTED
Xilinx Inc
XLNX
– –
-44
Closed -$2.1K
RDS.A
1879
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-1,132
Closed -$87.1K
MGLN
1880
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-93
Closed -$5.82K
KSU
1881
DELISTED
Kansas City Southern
KSU
– –
-45
Closed -$4.84K
XONE
1882
DELISTED
The ExOne Company
XONE
– –
-131
Closed -$5.19K
PMBC
1883
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-4,000
Closed -$26.6K
XEC
1884
DELISTED
CIMAREX ENERGY CO
XEC
– –
-1,172
Closed -$168K
CORE
1885
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-6,752
Closed -$154K
SYKE
1886
DELISTED
SYKES Enterprises Inc
SYKE
– –
-312
Closed -$6.78K
MXIM
1887
DELISTED
Maxim Integrated Products
MXIM
– –
-518
Closed -$17.5K
WRI
1888
DELISTED
Weingarten Realty Investors
WRI
– –
-812
Closed -$26.7K
BPY
1889
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-30
Closed -$617
ALSK
1890
DELISTED
Alaska Communications Systems
ALSK
– –
-1,200
Closed -$2.16K
ALXN
1891
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-610
Closed -$95.3K
CATM
1892
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-335
Closed -$11.4K
EFF
1893
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-1,000
Closed -$18K
GRUB
1894
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-50
Closed -$3.54K
GLOG
1895
DELISTED
GASLOG LTD
GLOG
– –
-3,288
Closed -$105K
CTB
1896
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-255
Closed -$14.8K
CMD
1897
DELISTED
Cantel Medical Corporation
CMD
– –
-6
Closed -$226
CUB
1898
DELISTED
Cubic Corporation
CUB
– –
-5
Closed -$224
FLIR
1899
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-195
Closed -$6.77K
AT
1900
DELISTED
Atlantic Power Corporation
AT
– –
-1,100
Closed -$4.51K
74 75
76
77 78

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.