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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSM icon
1726
Williams-Sonoma
WSM
$25.7B
– –
-484
Closed -$17.4K
WSO icon
1727
Watsco Inc
WSO
$12.5B
– –
-3
Closed -$312
WSR
1728
DELISTED
Whitestone REIT
WSR
– –
-6,300
Closed -$93.9K
WST icon
1729
West Pharmaceutical
WST
$25.5B
– –
-9
Closed -$386
WTRE icon
1730
WisdomTree New Economy Real Estate Fund
WTRE
$15.1M
– –
-1,060
Closed -$31.9K
WTRG icon
1731
Essential Utilities
WTRG
$11.7B
– –
-5,650
Closed -$148K
WTS icon
1732
Watts Water Technologies
WTS
$11.6B
– –
-701
Closed -$43.3K
WU icon
1733
Western Union
WU
$2.04B
– –
-3,749
Closed -$65K
WWR icon
1734
Westwater Resources
WWR
$66.4M
– –
-13
Closed -$20.6K
WWW icon
1735
Wolverine World Wide
WWW
$1.58B
– –
-290
Closed -$7.56K
WYNN icon
1736
Wynn Resorts
WYNN
$8.67B
– –
-20
Closed -$4.15K
WY icon
1737
Weyerhaeuser
WY
$15.7B
– –
-4,484
Closed -$148K
X
1738
DELISTED
US Steel
X
– –
-4,204
Closed -$109K
XBI icon
1739
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-2,268
Closed -$116K
XES icon
1740
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$391M
– –
-83
Closed -$40.7K
XHB icon
1741
State Street SPDR S&P Homebuilders ETF
XHB
$1.27B
– –
-120
Closed -$3.93K
XLY icon
1742
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21B
– –
-5,036
Closed -$168K
XME icon
1743
State Street SPDR S&P Metals & Mining ETF
XME
$4.45B
– –
-1,300
Closed -$54.9K
XMLV icon
1744
Invesco S&P MidCap Low Volatility ETF
XMLV
$722M
– –
-427
Closed -$13.4K
XMPT icon
1745
VanEck CEF Muni Income ETF
XMPT
$207M
– –
-675
Closed -$17.5K
XOP icon
1746
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.03B
– –
-5
Closed -$1.65K
XRAY icon
1747
Dentsply Sirona
XRAY
$2.02B
– –
-271
Closed -$12.8K
XRT icon
1748
State Street SPDR S&P Retail ETF
XRT
$393M
– –
-360
Closed -$15.6K
XTLB
1749
XTL Biopharmaceuticals
XTLB
$5.87M
– –
-20
Closed -$1.22K
XYL icon
1750
Xylem
XYL
$25B
– –
-1,034
Closed -$40.4K
68 69
70
71 72

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.