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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$2.16B
AUM Growth
+$31.4M
Cap. Flow
-$151M
Cap. Flow %
-7%
Top 10 Hldgs %
25.04%
Holding
1,197
New
160
Increased
366
Reduced
510
Closed
124

Top Buys

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$2.97M
2
COF icon
Capital One
COF
+$2.96M
3
BA icon
Boeing
BA
+$2.78M
4
DDFS
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
+$2.26M
5
APUE icon
ActivePassive US Equity ETF
APUE
+$1.98M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$12.5M
2
AMZN icon
Amazon
AMZN
+$9.45M
3
AAPL icon
Apple
AAPL
+$6.06M
4
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M
5
MSFT icon
Microsoft
MSFT
+$5.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.66%
2 Technology 22.59%
3 Financials 6.6%
4 Communication Services 5.71%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
151
CALL
Apple
AAPL
$4.84T
$2.94M 0.14%
1,156,500
+1,144,285
+9,368% +$259M
MU icon
152
Micron Technology
MU
$1.05T
$2.93M 0.14%
17,532
-2,595
-13% -$332K
XLI icon
153
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$2.93M 0.14%
19,012
+2,521
+15% +$382K
GBTC icon
154
Grayscale Bitcoin Trust
GBTC
$11.4B
$2.91M 0.13%
32,463
-300
-0.9% -$27K
ISRG icon
155
Intuitive Surgical
ISRG
$133B
$2.91M 0.13%
6,496
+150
+2% +$72K
GE icon
156
GE Aerospace
GE
$319B
$2.89M 0.13%
9,597
-671
-7% -$183K
FBCG
157
Fidelity Blue Chip Growth ETF
FBCG
$7.22B
$2.87M 0.13%
53,525
+650
+1% +$33.1K
SH icon
158
ProShares Short S&P500
SH
$920M
$2.86M 0.13%
77,345
-15,736
-17% -$607K
LLY icon
159
CALL
Eli Lilly
LLY
$1.01T
$2.83M 0.13%
371,500
+368,185
+11,107% +$274M
AMAT icon
160
Applied Materials
AMAT
$334B
$2.78M 0.13%
13,581
-412
-3% -$74.8K
FTCS icon
161
First Trust Capital Strength ETF
FTCS
$7.71B
$2.72M 0.13%
29,056
+4
+0% +$369
MMM icon
162
3M
MMM
$84.9B
$2.71M 0.13%
17,439
-3,324
-16% -$513K
AB icon
163
AllianceBernstein
AB
$3.36B
$2.67M 0.12%
69,897
-6,889
-9% -$276K
SCHD icon
164
Schwab US Dividend Equity ETF
SCHD
$112B
$2.66M 0.12%
97,346
+3,225
+3% +$88K
AZO icon
165
AutoZone
AZO
$46.7B
$2.63M 0.12%
613
+28
+5% +$112K
NLY icon
166
Annaly Capital Management
NLY
$16.1B
$2.63M 0.12%
130,124
+24,778
+24% +$514K
WFC icon
167
Wells Fargo
WFC
$271B
$2.55M 0.12%
30,458
-1,497
-5% -$121K
HON icon
168
Honeywell
HON
$64.5B
$2.55M 0.12%
12,854
-9,748
-43% -$2.04M
KO icon
169
Coca-Cola
KO
$382B
$2.55M 0.12%
38,443
-6,326
-14% -$435K
LLY icon
170
PUT
Eli Lilly
LLY
$1.01T
$2.53M 0.12%
331,500
+328,185
+9,900% +$244M
DIA icon
171
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$2.52M 0.12%
5,441
-814
-13% -$367K
META icon
172
CALL
Meta Platforms (Facebook)
META
$1.71T
$2.5M 0.12%
340,000
+337,800
+15,355% +$251M
BABA icon
173
Alibaba
BABA
$272B
$2.47M 0.11%
13,816
-810
-6% -$106K
FXO icon
174
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$2.47M 0.11%
41,550
-1,837
-4% -$107K
AXP icon
175
American Express
AXP
$219B
$2.46M 0.11%
7,411
-1,295
-15% -$412K
5 6
7
8 9

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B. Riley Wealth Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, B. Riley Wealth Advisors held 1,197 positions worth $2.16B, up 1.5% from $2.13B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Advisors withdrew a net $151M in Q3 2025, closing 124 positions and reducing 510 holdings. Its most notable exit was Invesco S&P MidCap Momentum ETF, an estimated $5.36M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 46% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - September worth $2.28M.

  • B. Riley Wealth Advisors's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - September: 109,100 shares worth $2.28M.
  • B. Riley Wealth Advisors added most to State Street Communication Services Select Sector SPDR ETF in Q3 2025, an estimated $2.97M increase.
  • B. Riley Wealth Advisors's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $12.5M.
  • B. Riley Wealth Advisors fully exited Invesco S&P MidCap Momentum ETF in Q3 2025, selling an estimated $5.36M.
  • B. Riley Wealth Advisors's ten largest holdings make up 25% of its $2.16B portfolio in Q3 2025.
  • B. Riley Wealth Advisors opened 160 new positions and closed 124 in Q3 2025.
  • B. Riley Wealth Advisors's portfolio value rose 1.5% quarter-over-quarter to $2.16B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2025, filed 31 Oct 2025.