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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
151
Accenture
ACN
$101B
$1.02M 0.15%
7,259
+105
+1% +$16.6K
REGN icon
152
Regeneron Pharmaceuticals
REGN
$72.9B
$1.01M 0.14%
2,689
+1,218
+83% +$446K
VNQ icon
153
Vanguard Real Estate ETF
VNQ
$40B
$1M 0.14%
13,475
+4,838
+56% +$381K
COST icon
154
Costco
COST
$429B
$1M 0.14%
4,908
+593
+14% +$132K
DUK icon
155
Duke Energy
DUK
$101B
$996K 0.14%
11,521
+1,978
+21% +$168K
CWB icon
156
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$992K 0.14%
21,196
+7,648
+56% +$385K
TTD icon
157
Trade Desk
TTD
$8.89B
$967K 0.14%
83,180
+35,880
+76% +$449K
IEMG icon
158
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$963K 0.14%
20,388
-16
-0.1% -$774
FXO icon
159
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$953K 0.14%
35,274
-4,230
-11% -$125K
VXF icon
160
Vanguard Extended Market ETF
VXF
$30.5B
$948K 0.13%
9,492
+224
+2% +$24.6K
IGM icon
161
iShares Expanded Tech Sector ETF
IGM
$9.78B
$946K 0.13%
33,048
-786
-2% -$24.3K
VBR icon
162
Vanguard Small-Cap Value ETF
VBR
$37.7B
$944K 0.13%
8,270
-379
-4% -$48K
IBM icon
163
IBM
IBM
$214B
$941K 0.13%
8,642
-1,525
-15% -$183K
SCHW
164
Charles Schwab
SCHW
$184B
$929K 0.13%
22,317
+369
+2% +$16.7K
CAT icon
165
Caterpillar
CAT
$387B
$926K 0.13%
7,284
-929
-11% -$121K
VGT icon
166
Vanguard Information Technology ETF
VGT
$136B
$922K 0.13%
44,168
-2,392
-5% -$54.2K
RTN
167
DELISTED
Raytheon Company
RTN
$922K 0.13%
6,002
-359
-6% -$64.3K
FLOT icon
168
iShares Floating Rate Bond ETF
FLOT
$10.2B
$914K 0.13%
18,137
-57,972
-76% -$2.94M
DIA icon
169
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$909K 0.13%
3,895
-194
-5% -$48.4K
IWD icon
170
iShares Russell 1000 Value ETF
IWD
$82.2B
$906K 0.13%
8,153
+4,046
+99% +$485K
WDAY icon
171
Workday
WDAY
$39.4B
$906K 0.13%
5,666
-1,100
-16% -$156K
IEI icon
172
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$905K 0.13%
7,453
+730
+11% +$87.1K
RVT icon
173
Royce Value Trust
RVT
$2.22B
$904K 0.13%
76,540
-18,164
-19% -$251K
PSX icon
174
Phillips 66
PSX
$82.5B
$896K 0.13%
10,394
-1,084
-9% -$106K
XBI icon
175
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$892K 0.13%
12,427
+1,263
+11% +$102K
5 6
7
8 9

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BCIM
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.