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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
151
Regeneron Pharmaceuticals
REGN
$69.9B
$5.25K 0.11%
+1,630
New +$641K
GGN
152
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$5.22K 0.11%
153,104
+71,699
+88% +$569K
CMO
153
DELISTED
Capstead Mortgage Corp.
CMO
$5.18K 0.11%
76,244
+38,401
+101% +$488K
PNR icon
154
Pentair
PNR
$10.2B
$5.17K 0.11%
+11,978
New +$526K
ESRX
155
DELISTED
Express Scripts Holding Company
ESRX
$5.11K 0.11%
13,022
+5,117
+65% +$400K
ALL icon
156
Allstate
ALL
$67.3B
$5.04K 0.11%
10,277
+4,324
+73% +$285K
IJH icon
157
iShares Core S&P Mid-Cap ETF
IJH
$123B
$5.01K 0.11%
90,490
-53,225
-37% -$1.5M
WMT icon
158
Walmart Inc
WMT
$889B
$5.01K 0.11%
32,244
+16,458
+104% +$445K
D icon
159
Dominion Energy
D
$61.8B
$4.96K 0.11%
11,635
+5,986
+106% +$433K
NCZ
160
Virtus Convertible & Income Fund II
NCZ
$289M
$4.92K 0.11%
11,512
-97
-0.8% -$3.43K
BMS
161
DELISTED
Bemis
BMS
$4.91K 0.1%
+633
New +$25.5K
MITT
162
TPG Mortgage Investment Trust
MITT
$233M
$4.9K 0.1%
8,199
+84
+1% +$4.78K
TYC
163
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$4.88K 0.1%
18,418
+6,643
+56% +$296K
MDT icon
164
Medtronic
MDT
$108B
$4.87K 0.1%
+6,747
New +$469K
CSX icon
165
CSX Corp
CSX
$96B
$4.8K 0.1%
32,568
+1,110
+4% +$13K
AEP icon
166
American Electric Power
AEP
$72.7B
$4.8K 0.1%
8,236
+1,374
+20% +$78.6K
DVY icon
167
iShares Select Dividend ETF
DVY
$23.8B
$4.78K 0.1%
60,151
+15,600
+35% +$1.2M
PX
168
DELISTED
Praxair Inc
PX
$4.77K 0.1%
+4,167
New +$528K
HIG icon
169
Hartford Financial Services
HIG
$38.4B
$4.74K 0.1%
20,879
+10,387
+99% +$411K
MMM icon
170
3M
MMM
$91.9B
$4.72K 0.1%
5,010
+3,241
+183% +$416K
INCY icon
171
Incyte
INCY
$23.7B
$4.69K 0.1%
+6,570
New +$429K
BRCD
172
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$4.63K 0.1%
31,276
+6,267
+25% +$68K
UPS icon
173
United Parcel Service
UPS
$96B
$4.63K 0.1%
4,411
+1,912
+77% +$202K
ET icon
174
Energy Transfer Partners
ET
$68.5B
$4.6K 0.1%
33,078
+16,292
+97% +$469K
IWM icon
175
iShares Russell 2000 ETF
IWM
$80.3B
$4.56K 0.1%
16,120
+2,223
+16% +$254K
5 6
7
8 9

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BCIM
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.