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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PH icon
151
Parker-Hannifin
PH
$116B
$536K 0.14%
1,701
-11,638
-87% -$1.37M
RSPG icon
152
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$627M
$535K 0.14%
6,565
-4,555
-41% -$403K
UN
153
DELISTED
Unilever NV New York Registry Shares
UN
$535K 0.14%
13,497
-12,943
-49% -$539K
NYRT
154
DELISTED
New York REIT, Inc.
NYRT
$534K 0.14%
5,197
-9,119
-64% -$962K
ETW
155
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$532K 0.14%
43,753
-85,215
-66% -$1.08M
BX icon
156
Blackstone
BX
$92.7B
$528K 0.14%
16,112
-26,832
-62% -$873K
BIIB icon
157
Biogen
BIIB
$31.9B
$526K 0.14%
1,589
-1,285
-45% -$424K
ISCV icon
158
iShares Morningstar Small-Cap Value ETF
ISCV
$674M
$522K 0.14%
13,110
-11,430
-47% -$477K
ET icon
159
Energy Transfer Partners
ET
$72.7B
$518K 0.13%
16,786
-502
-3% -$14.7K
LULU icon
160
lululemon athletica
LULU
$10.6B
$516K 0.13%
14,700
-9,700
-40% -$391K
PAA icon
161
Plains All American Pipeline
PAA
$17.9B
$513K 0.13%
8,710
-5,273
-38% -$309K
KOG
162
DELISTED
KODIAK OIL & GAS CORP
KOG
$505K 0.13%
37,200
-96,800
-72% -$1.45M
SSO icon
163
ProShares Ultra S&P500
SSO
$8.68B
$504K 0.13%
68,480
-190,352
-74% -$1.4M
VTI icon
164
Vanguard Morningstar Total Stock Market ETF
VTI
$678B
$501K 0.13%
4,946
-1,987
-29% -$203K
XPH icon
165
State Street SPDR S&P Pharmaceuticals ETF
XPH
$581M
$500K 0.13%
9,440
-7,120
-43% -$362K
RSPU icon
166
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$498M
$495K 0.13%
13,802
-15,442
-53% -$559K
RSP icon
167
Invesco S&P 500 Equal Weight ETF
RSP
$97.5B
$485K 0.13%
6,403
-11,763
-65% -$903K
KKR icon
168
KKR & Co
KKR
$86.9B
$483K 0.13%
21,652
-21,234
-50% -$498K
FPX icon
169
First Trust US Equity Opportunities ETF
FPX
$1.43B
$482K 0.13%
10,024
-10,523
-51% -$509K
IYH icon
170
iShares US Healthcare ETF
IYH
$3.65B
$482K 0.13%
17,935
+11,675
+187% +$308K
LYB icon
171
LyondellBasell Industries
LYB
$21B
$479K 0.12%
4,408
-5,889
-57% -$637K
CVS icon
172
CVS Health
CVS
$117B
$478K 0.12%
6,011
-12,935
-68% -$1.02M
TTT icon
173
ProShares UltraPro Short 20+ Year Treasury
TTT
$20.1M
$472K 0.12%
2,095
-2,770
-57% -$658K
TWTR
174
DELISTED
Twitter, Inc.
TWTR
$472K 0.12%
11,740
-18,885
-62% -$854K
DD icon
175
DuPont de Nemours
DD
$17.2B
$465K 0.12%
3,503
-2,231
-39% -$298K
5 6
7
8 9

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.