We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPU icon
151
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$554M
$503K 0.15%
14,622
+1,736
+13% +$56.4K
VTI icon
152
Vanguard Total Stock Market ETF
VTI
$656B
$499K 0.15%
5,117
+1,392
+37% +$133K
QCOM icon
153
Qualcomm
QCOM
$173B
$497K 0.15%
6,300
+686
+12% +$51.7K
SCHB icon
154
Schwab US Broad Market ETF
SCHB
$42.9B
$497K 0.15%
65,184
+690
+1% +$5.16K
HON icon
155
Honeywell
HON
$78.5B
$493K 0.15%
5,921
+237
+4% +$19.6K
FNX icon
156
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$492K 0.15%
9,554
+1,650
+21% +$82.8K
SHY icon
157
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$492K 0.15%
5,821
-1,848
-24% -$156K
GDX icon
158
VanEck Gold Miners ETF
GDX
$22.7B
$491K 0.15%
20,794
-9,416
-31% -$231K
INCY icon
159
Incyte
INCY
$25.8B
$482K 0.15%
9,000
– –
PGX icon
160
Invesco Preferred ETF
PGX
$3.81B
$480K 0.15%
33,660
-4,072
-11% -$56.9K
ORCL icon
161
Oracle
ORCL
$348B
$479K 0.14%
11,715
+4,474
+62% +$170K
BIIB icon
162
Biogen
BIIB
$29.8B
$475K 0.14%
+1,553
New +$493K
CMCSA icon
163
Comcast
CMCSA
$85.7B
$473K 0.14%
18,900
+12,450
+193% +$324K
EMR icon
164
Emerson Electric
EMR
$84.6B
$471K 0.14%
7,048
+810
+13% +$53.3K
AFFX
165
DELISTED
Affymetrix Inc
AFFX
$471K 0.14%
+66,110
New +$533K
GILD icon
166
Gilead Sciences
GILD
$166B
$462K 0.14%
6,523
+1,884
+41% +$148K
RSPG icon
167
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$542M
$459K 0.14%
5,590
+2,200
+65% +$175K
XLI icon
168
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$454K 0.14%
8,675
-3,633
-30% -$187K
WFT
169
DELISTED
Weatherford International plc
WFT
$454K 0.14%
26,150
+2,261
+9% +$34.6K
AGG icon
170
iShares Core US Aggregate Bond ETF
AGG
$138B
$448K 0.14%
4,154
-3
-0.1% -$323
AMZN icon
171
Amazon
AMZN
$2.49T
$444K 0.13%
26,380
+11,600
+78% +$215K
D icon
172
Dominion Energy
D
$62.5B
$443K 0.13%
6,246
+732
+13% +$50K
FPX icon
173
First Trust US Equity Opportunities ETF
FPX
$1.47B
$440K 0.13%
+9,580
New +$442K
RWJ icon
174
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$440K 0.13%
24,135
+7,260
+43% +$129K
MITT
175
TPG Mortgage Investment Trust
MITT
$230M
$436K 0.13%
8,297
-7,548
-48% -$388K
5 6
7
8 9

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.