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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
1701
Vanguard Extended Market ETF
VXF
$30.5B
– –
-173
Closed -$14.8K
WAB icon
1702
Wabtec
WAB
$46.7B
– –
-2,177
Closed -$180K
WAL icon
1703
Western Alliance Bancorporation
WAL
$8.49B
– –
-3,310
Closed -$78.8K
WAT icon
1704
Waters Corp
WAT
$41.1B
– –
-13
Closed -$1.36K
WB icon
1705
Weibo
WB
$1.6B
– –
-400
Closed -$8.19K
WBA
1706
DELISTED
Walgreens Boots Alliance
WBA
– –
-935
Closed -$69.3K
WBD icon
1707
Warner Bros
WBD
$70.4B
– –
-129
Closed -$4.9K
WEN icon
1708
Wendy's
WEN
$1.34B
– –
-5,067
Closed -$43.2K
WEX icon
1709
WEX
WEX
$6.72B
– –
-53
Closed -$5.56K
WHLR
1710
Wheeler Real Estate Investment Trust
WHLR
$1.43M
– –
0
– -$87.4K
WHR icon
1711
Whirlpool
WHR
$2.11B
– –
-309
Closed -$43K
WIP icon
1712
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$468M
– –
-43
Closed -$2.65K
WIW
1713
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$503M
– –
-2,298
Closed -$28.3K
WLFC icon
1714
Willis Lease Finance
WLFC
$1.17B
– –
-1,050
Closed -$8.58K
WLK icon
1715
Westlake Corp
WLK
$9.03B
– –
-326
Closed -$27.3K
WMK icon
1716
Weis Markets
WMK
$1.81B
– –
-600
Closed -$27.4K
WNC icon
1717
Wabash National
WNC
$482M
– –
-34
Closed -$483
WOLF icon
1718
Wolfspeed
WOLF
$1.25B
– –
-2,244
Closed -$112K
WOOD icon
1719
iShares Global Timber & Forestry ETF
WOOD
$267M
– –
-250
Closed -$13.2K
WOR icon
1720
Worthington Enterprises
WOR
$2.88B
– –
-568
Closed -$15.1K
WPM icon
1721
Wheaton Precious Metals
WPM
$66.6B
– –
-5,368
Closed -$141K
WPP icon
1722
WPP
WPP
$5.47B
– –
-438
Closed -$47.7K
WPRT
1723
Westport Fuel Systems
WPRT
$37.8M
– –
-702
Closed -$127K
WRLD icon
1724
World Acceptance Corp
WRLD
$865M
– –
-3
Closed -$251
WSBF icon
1725
Waterstone Financial
WSBF
$374M
– –
-8,534
Closed -$97.4K
67 68
69
70 71

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.