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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIPS icon
1676
Vipshop
VIPS
$5.82B
– –
-22,140
Closed -$210K
VIS icon
1677
Vanguard Industrials ETF
VIS
$7.71B
– –
-532
Closed -$55.4K
VIV icon
1678
Telefônica Brasil
VIV
$18.9B
– –
-9,955
Closed -$204K
VIXY icon
1679
ProShares VIX Short-Term Futures ETF
VIXY
$218M
– –
0
– -$381
VKQ icon
1680
Invesco Municipal Trust
VKQ
$507M
– –
-1,333
Closed -$16.7K
VLO icon
1681
Valero Energy
VLO
$116B
– –
-2,025
Closed -$101K
VLUE icon
1682
iShares MSCI USA Value Factor ETF
VLUE
$9.42B
– –
-183
Closed -$11.6K
VLY icon
1683
Valley National Bancorp
VLY
$7.48B
– –
-70,400
Closed -$349K
VMI icon
1684
Valmont Industries
VMI
$9.18B
– –
-141
Closed -$21.5K
VNM icon
1685
VanEck Vietnam ETF
VNM
$502M
– –
-539
Closed -$11.2K
VNO icon
1686
Vornado Realty Trust
VNO
$6.5B
– –
-641
Closed -$50K
VONE icon
1687
Vanguard Russell 1000 ETF
VONE
$8.51B
– –
-93
Closed -$8.41K
VOO icon
1688
Vanguard S&P 500 ETF
VOO
$1.03T
– –
-188
Closed -$33.7K
VOT icon
1689
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
– –
-381
Closed -$36.7K
VOYA icon
1690
Voya Financial
VOYA
$9.09B
– –
-52
Closed -$1.89K
VRSK icon
1691
Verisk Analytics
VRSK
$23.7B
– –
-260
Closed -$15.6K
VRTX icon
1692
Vertex Pharmaceuticals
VRTX
$130B
– –
-76
Closed -$7.19K
VRTS icon
1693
Virtus Investment Partners
VRTS
$866M
– –
-5
Closed -$1.06K
VSH icon
1694
Vishay Intertechnology
VSH
$4.8B
– –
-4,850
Closed -$75.1K
VSS icon
1695
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
– –
-34
Closed -$3.78K
VSTM icon
1696
Verastem
VSTM
$663M
– –
-208
Closed -$22.6K
VTN icon
1697
Invesco Trust for Investment Grade New York Municipals
VTN
$145M
– –
-1,097
Closed -$15.5K
VTRS icon
1698
Viatris
VTRS
$19.5B
– –
-1,554
Closed -$80.1K
VTV icon
1699
Vanguard Morningstar Value ETF
VTV
$189B
– –
-1,127
Closed -$91.2K
VV icon
1700
Vanguard Morningstar Large-Cap ETF
VV
$53.4B
– –
-1,687
Closed -$152K
66 67
68
69 70

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.