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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTF
1651
DTF Tax-Free Income 2028 Term Fund
DTF
$80.5M
$13 ﹤0.01%
+850
New +$12.9K
FELE icon
1652
Franklin Electric
FELE
$4.57B
$13 ﹤0.01%
+355
New +$13.1K
FICO icon
1653
Fair Isaac
FICO
$24.6B
$13 ﹤0.01%
+180
New +$11.8K
GRPN icon
1654
CALL
Groupon
GRPN
$1.06B
$13 ﹤0.01%
+500
New +$71K
HQH
1655
abrdn Healthcare Investors
HQH
$1.26B
$13 ﹤0.01%
+409
New +$12.3K
ICLR icon
1656
Icon
ICLR
$12.8B
$13 ﹤0.01%
+259
New +$14K
KIE icon
1657
State Street SPDR S&P Insurance ETF
KIE
$651M
$13 ﹤0.01%
+603
New +$13.1K
KLAC icon
1658
KLA
KLAC
$236B
$13 ﹤0.01%
+1,910
New +$14.1K
LITB
1659
LightInTheBox
LITB
$54.1M
$13 ﹤0.01%
+333
New +$13K
MAIN icon
1660
Main Street Capital
MAIN
$5.06B
$13 ﹤0.01%
+457
New +$14.1K
MAV
1661
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$13 ﹤0.01%
+882
New +$13.4K
MCHI icon
1662
iShares MSCI China ETF
MCHI
$6.28B
$13 ﹤0.01%
+250
New +$12.1K
MEOH icon
1663
Methanex
MEOH
$4.27B
$13 ﹤0.01%
+287
New +$15.6K
PDM
1664
Piedmont Realty Trust
PDM
$1.25B
$13 ﹤0.01%
+664
New +$12.5K
QQQE icon
1665
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$13 ﹤0.01%
+420
New +$12.9K
RSG icon
1666
Republic Services
RSG
$65B
$13 ﹤0.01%
+319
New +$12.5K
SHOO icon
1667
Steven Madden
SHOO
$3.5B
$13 ﹤0.01%
+618
New +$13.2K
SKYY icon
1668
First Trust Cloud Computing ETF
SKYY
$2.86B
$13 ﹤0.01%
+440
New +$12.1K
USL icon
1669
United States 12 Month Oil Fund,
USL
$44.8M
$13 ﹤0.01%
+500
New +$17.3K
VMI icon
1670
Valmont Industries
VMI
$9.2B
$13 ﹤0.01%
+102
New +$13.6K
WOOD icon
1671
iShares Global Timber & Forestry ETF
WOOD
$268M
$13 ﹤0.01%
+250
New +$12.8K
CDMO
1672
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$13 ﹤0.01%
+1,286
New +$13K
ACOR
1673
DELISTED
Acorda Therapeutics
ACOR
$13 ﹤0.01%
+3
New +$12.9K
UMPQ
1674
DELISTED
Umpqua Holdings Corp
UMPQ
$13 ﹤0.01%
+750
New +$12.7K
EV
1675
DELISTED
Eaton Vance Corp.
EV
$13 ﹤0.01%
+322
New +$12.7K
65 66
67
68 69

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.