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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.75B
AUM Growth
+$184M
Cap. Flow
-$11.6M
Cap. Flow %
-0.31%
Top 10 Hldgs %
18.52%
Holding
1,650
New
157
Increased
599
Reduced
660
Closed
136

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.9M
2
GLD icon
SPDR Gold Trust
GLD
+$11.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$10.4M
4
SH icon
ProShares Short S&P500
SH
+$9.29M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.86M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$14.3M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14M
3
AAPL icon
Apple
AAPL
+$9.66M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.18M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$7.31M

Sector Composition

Rank Sector Weight
1 Technology 13.44%
2 Healthcare 6.66%
3 Consumer Discretionary 5.8%
4 Financials 5.21%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFLY
1626
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-1,300
Closed -$16.9K
FRG
1627
DELISTED
Franchise Group, Inc.
FRG
– –
-10,030
Closed -$245K
PDCE
1628
DELISTED
PDC Energy, Inc.
PDCE
– –
-9,111
Closed -$578K
AQUA
1629
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-5,394
Closed -$214K
MAXR
1630
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-6,000
Closed -$310K
HZON.WS
1631
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
– –
-13,900
Closed -$5.7K
VLTA.WS
1632
DELISTED
Volta Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
VLTA.WS
– –
-11,196
Closed -$731
ASPU
1633
DELISTED
ASPEN GROUP, INC.
ASPU
– –
-260,742
Closed -$80.8K
NOGN
1634
DELISTED
Nogin, Inc. Common Stock
NOGN
– –
-1,000
Closed -$15.4K
ATCO
1635
DELISTED
Atlas Corp.
ATCO
– –
-13,076
Closed -$201K
SRNE
1636
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-12,195
Closed -$10.8K
QED
1637
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
– –
-15,118
Closed -$315K
GENI.WS
1638
DELISTED
Genius Sports Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share each at an exercise price of $11. 50 per share
GENI.WS
– –
-42,900
Closed -$38.6K
MMX
1639
DELISTED
Maverix Metals Inc. Common Shares
MMX
– –
-15,500
Closed -$72.5K
DS
1640
DELISTED
Drive Shack Inc.
DS
– –
-15,166
Closed -$2.54K
OTIC
1641
DELISTED
Otonomy, Inc.
OTIC
– –
-10,000
Closed -$871
SIVB
1642
DELISTED
SVB Financial Group
SIVB
– –
-1,224
Closed -$282K
EBIX
1643
DELISTED
Ebix Inc
EBIX
– –
-13,186
Closed -$263K
62 63 64 65
66

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Wealth Advisors held 1,650 positions worth $3.75B, up 5.2% from $3.57B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q1 2023 filing shows 157 new, 599 increased, 660 reduced and 136 closed positions. Its largest new stake was RUM Group Inc: 504,045 shares worth $5.04M. The largest sale was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • B. Riley Wealth Advisors's largest Q1 2023 buy was RUM Group Inc: 504,045 shares worth $5.04M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $13.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $14.3M.
  • B. Riley Wealth Advisors fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2023, selling an estimated $3.24M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.75B portfolio in Q1 2023.
  • B. Riley Wealth Advisors opened 157 new positions and closed 136 in Q1 2023.
  • B. Riley Wealth Advisors's portfolio value rose 5.2% quarter-over-quarter to $3.75B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2023, filed 17 May 2023.