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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TZOO icon
1626
Travelzoo
TZOO
$57.8M
– –
-500
Closed -$9.68K
UAE icon
1627
iShares MSCI UAE ETF
UAE
$295M
– –
-20
Closed -$417
UAL icon
1628
United Airlines
UAL
$34.5B
– –
-1,350
Closed -$55.4K
UAMY icon
1629
United States Antimony
UAMY
$682M
– –
-4,000
Closed -$5.68K
UAN icon
1630
CVR Partners
UAN
$1.4B
– –
-20
Closed -$3.74K
UBSI icon
1631
United Bankshares
UBSI
$6.44B
– –
-151
Closed -$4.88K
UCTT
1632
Ultra Clean Holdings
UCTT
$3.01B
– –
-7,128
Closed -$64.5K
UEC icon
1633
Uranium Energy
UEC
$4.99B
– –
-1,500
Closed -$2.34K
UEIC icon
1634
Universal Electronics
UEIC
$66.2M
– –
-58
Closed -$2.83K
UFPI icon
1635
UFP Industries
UFPI
$4.52B
– –
-18
Closed -$285
UGI icon
1636
UGI
UGI
$8.19B
– –
-2,217
Closed -$74.7K
UGP icon
1637
Ultrapar
UGP
$8.06B
– –
-230
Closed -$2.72K
UHAL icon
1638
U-Haul Holding Co
UHAL
$12.3B
– –
-10
Closed -$359
UIS icon
1639
Unisys
UIS
$179M
– –
-250
Closed -$6.19K
UI icon
1640
Ubiquiti
UI
$34.5B
– –
-2,113
Closed -$95.5K
UJB icon
1641
ProShares Ultra High Yield
UJB
$18.5M
– –
-410
Closed -$24.9K
ULTA icon
1642
Ulta Beauty
ULTA
$22.7B
– –
-37
Closed -$3.42K
UMBF icon
1643
UMB Financial
UMBF
$10.2B
– –
-130
Closed -$8.24K
UNG icon
1644
United States Natural Gas Fund
UNG
$569M
– –
-232
Closed -$91.1K
UNTY icon
1645
Unity Bancorp
UNTY
$595M
– –
-636
Closed -$5.36K
URE icon
1646
ProShares Ultra Real Estate
URE
$51.8M
– –
-36
Closed -$1.62K
URG
1647
Ur-Energy
URG
$477M
– –
-1,830
Closed -$2.09K
USB icon
1648
US Bancorp
USB
$93.1B
– –
-3,434
Closed -$149K
USCI icon
1649
US Commodity Index
USCI
$415M
– –
-1,750
Closed -$106K
USDU icon
1650
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$278M
– –
-175
Closed -$4.3K
64 65
66
67 68

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.