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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
1601
Sturm, Ruger & Co
RGR
$594M
– –
-5,356
Closed -$284K
RIOT icon
1602
Riot Platforms
RIOT
$7.63B
– –
-14,147
Closed -$167K
RMI
1603
RiverNorth Opportunistic Municipal Income Fund
RMI
$99.8M
– –
-14,792
Closed -$242K
RNG icon
1604
RingCentral
RNG
$4.66B
– –
-12,015
Closed -$393K
RUM icon
1605
RUM Group Inc
RUM
$1.61B
– –
-503,545
Closed -$4.49M
SANM icon
1606
Sanmina
SANM
$9.95B
– –
-5,213
Closed -$314K
SEDG icon
1607
SolarEdge
SEDG
$2.51B
– –
-850
Closed -$229K
SGML icon
1608
Sigma Lithium
SGML
$1.11B
– –
-11,063
Closed -$446K
SIRI icon
1609
SiriusXM
SIRI
$9.98B
– –
-1,037
Closed -$47K
SLE icon
1610
Super League Enterprise
SLE
$4.28M
– –
-2
Closed -$7.02K
SOUN icon
1611
SoundHound AI
SOUN
$2.67B
– –
-21,350
Closed -$97.1K
SPOT icon
1612
Spotify
SPOT
$103B
– –
-1,432
Closed -$230K
SSNC icon
1613
SS&C Technologies
SSNC
$18.1B
– –
-4,447
Closed -$269K
SSO icon
1614
ProShares Ultra S&P500
SSO
$7.87B
– –
-7,428
Closed -$216K
ST icon
1615
Sensata Technologies
ST
$6.74B
– –
-8,252
Closed -$371K
STEM icon
1616
Stem
STEM
$48.4M
– –
-515
Closed -$58.9K
TAP icon
1617
Molson Coors Class B
TAP
$7.79B
– –
-9,377
Closed -$617K
TCRT icon
1618
Alaunos Therapeutics
TCRT
$4.59M
– –
-77
Closed -$5.93K
TD icon
1619
Toronto Dominion Bank
TD
$198B
– –
-3,799
Closed -$236K
TEX icon
1620
Terex
TEX
$7.18B
– –
-3,369
Closed -$202K
TFI icon
1621
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
– –
-7,390
Closed -$341K
TKR icon
1622
Timken Company
TKR
$9.56B
– –
-3,233
Closed -$296K
TPR icon
1623
Tapestry
TPR
$30.8B
– –
-5,017
Closed -$215K
TTWO icon
1624
Take-Two Interactive
TTWO
$45.4B
– –
-2,897
Closed -$426K
TXRH icon
1625
Texas Roadhouse
TXRH
$13.5B
– –
-2,553
Closed -$287K
63 64
65
66 67

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.