We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.81%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
+$258M
Cap. Flow
+$63.2M
Cap. Flow %
1.77%
Top 10 Hldgs %
16.54%
Holding
1,636
New
187
Increased
630
Reduced
623
Closed
143

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.77M
3
MBB icon
iShares MBS ETF
MBB
+$6.26M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.58M
5
IYW icon
iShares US Technology ETF
IYW
+$4.32M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.29M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$9.04M
3
MSFT icon
Microsoft
MSFT
+$6.62M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.42M

Sector Composition

Rank Sector Weight
1 Technology 11.45%
2 Healthcare 7.79%
3 Financials 5.38%
4 Consumer Discretionary 5.12%
5 Industrials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSXMK
1601
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-7,295
Closed -$214K
BTCY
1602
DELISTED
Biotricity, Inc. Common Stock
BTCY
– –
-1,821
Closed -$9K
AQNU
1603
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
– –
-6,310
Closed -$239K
LICY
1604
DELISTED
Li-Cycle Holdings Corp.
LICY
– –
-15,679
Closed -$668K
CLVRW
1605
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
– –
-33,500
Closed -$3K
TRTN
1606
DELISTED
Triton International Limited
TRTN
– –
-9,213
Closed -$505K
BKI
1607
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-3,870
Closed -$252K
APPH
1608
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-39,434
Closed -$78K
LSI
1609
DELISTED
Life Storage, Inc.
LSI
– –
-2,390
Closed -$265K
OIL
1610
DELISTED
iPath Pure Beta Crude Oil ETN
OIL
– –
-7,348
Closed -$208K
BRMK
1611
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-13,281
Closed -$68K
FRC
1612
DELISTED
First Republic Bank
FRC
– –
-1,577
Closed -$207K
AVCT
1613
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– –
-1,214
Closed -$4K
ABMD
1614
DELISTED
Abiomed Inc
ABMD
– –
-881
Closed -$217K
DAOOW
1615
DELISTED
Crypto 1 Acquisition Corp Warrants
DAOOW
– –
-412,400
Closed -$41K
BSJM
1616
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-9,236
Closed -$203K
NH
1617
DELISTED
NantHealth, Inc
NH
– –
-4,629
Closed -$18K
ELOX
1618
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
-963
Closed -$7K
IBMK
1619
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
– –
-47,203
Closed -$1.22M
JEMD
1620
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
– –
-13,976
Closed -$90K
TEKK
1621
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
– –
-16,200
Closed -$163K
TWTR
1622
DELISTED
Twitter, Inc.
TWTR
– –
-32,014
Closed -$1.4M
RJA
1623
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
– –
-98,942
Closed -$901K
ZY
1624
DELISTED
Zymergen Inc. Common Stock
ZY
– –
-93,700
Closed -$261K
HYT.RT
1625
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
– –
-55,505
Closed -$1K
62 63 64
65
66

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Wealth Advisors held 1,636 positions worth $3.57B, up 7.8% from $3.31B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2022 filing shows 187 new, 630 increased, 623 reduced and 143 closed positions. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M. The largest sale was Apple, an estimated $9.29M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

  • B. Riley Wealth Advisors's largest Q4 2022 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $7.77M increase.
  • B. Riley Wealth Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.29M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2022, selling an estimated $3.04M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.57B portfolio in Q4 2022.
  • B. Riley Wealth Advisors opened 187 new positions and closed 143 in Q4 2022.
  • B. Riley Wealth Advisors's portfolio value rose 7.8% quarter-over-quarter to $3.57B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.